Asset ManagerRIA · CRD 118241SEC-Registered

Updated:

West Financial Strategies

WEST FINANCIAL STRATEGIES, INC provides personalized confidential financial planning and investment management to individuals, pension and profit sharing...

West Financial Strategies

WEST FINANCIAL STRATEGIES, INC provides personalized confidential financial planning and investment management to individuals, pension and profit sharing plans, trusts, estates, charitable organizations and small businesses. Advice is provided through consultation with the client and may include determination of financial objectives, identification of financial problems, cash flow management, tax planning, insurance review, investment management, education funding, retirement planning, and estate planning. Assets are invested in no-load mutual funds, exchange-traded funds and securities.

General information

Firm type

Asset Manager

Year founded

1997

Location

Region

North America

Country

United States

City

Sanford

Corporate office

San Diego, CA, United States

Principals

Brenda J. Wolfe

President, CEO & Chief Compliance Officer

Sector focus

Real EstatePrivate CreditHedge Funds

Frequently asked questions

Who makes the investment decisions at West Financial Strategies?

Brenda J. Wolfe, as President and CEO, serves as the central decision-maker for both the advisory practice and the private placement offerings the firm sponsors. She also holds the Chief Compliance Officer title, giving her direct oversight of the conflicts-of-interest management that arises from the firm's dual role as advisor and issuer.

How does West Financial Strategies source its real estate investments?

The firm's real estate offerings have traditionally concentrated on single-property acquisitions in Southern California and the broader western United States. West Financial Strategies acts as a sponsor in these transactions, sourcing properties directly rather than committing capital to third-party real estate funds, which gives the firm control over deal selection and investor communications.

What types of alternative investments does the firm offer beyond real estate?

In addition to its direct real estate placements, the firm has structured private credit investments and facilitated client access to managed futures and hedge fund strategies. The common thread is that these are alternatives to publicly traded securities, pitched to individual accredited investors.

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