Bank / Wealth / TrustRIA · CRD 110961SEC-Registered

Updated:

Westchester Capital Management

Westchester Capital Management, Inc. was founded in January 1987 to manage investment assets—primarily stocks and bonds—for individuals, trusts, corporations,...

Westchester Capital Management logo

Westchester Capital Management

Westchester Capital Management, Inc. was founded in January 1987 to manage investment assets—primarily stocks and bonds—for individuals, trusts, corporations, IRAs, pension plans and profit sharing plans. The firm is a fee-only, registered investment adviser that provides professional investment advice and is not affiliated with a broker/dealer or insurance agency. Its team follows a management style based on a balanced, diversified portfolio of selected stocks and bonds with a longer-term holding period, and develops individualized strategies based on each client's objectives.

General information

Firm type

Bank / Wealth / Trust

Year founded

1986

Location

Region

North America

Country

United States

City

Omaha

Corporate office

Omaha, NE, United States

Principals

Cindy Christensen — President / CEO

Donna Nelson — Executive Vice President / Chief Operating Officer

Max Vogt — Vice President Research

Jodi Macaitis — Operations Manager

Cindy L. Christensen — President and Chief Executive Officer

Frequently asked questions

Is Westchester Capital Management an active SEC registrant?

Yes. The firm is listed as a registered investment adviser with the U.S. Securities and Exchange Commission. Its Form ADV filing confirms active registration, though the public-facing sections of that filing contain limited detail on assets, clients, or personnel.

Does the firm disclose its assets under management?

No. Westchester Capital Management has not published an AUM figure in any regulatory disclosure, press release, or industry database entry accessible to the public. The absence of a self-reported number makes independent verification impossible.

What investment strategy does Westchester Capital Management pursue?

The firm's strategy cannot be characterized from public sources. It has not disclosed an asset-class mix, investment philosophy, sector preferences, or geographic focus. No third-party reporting has documented specific portfolio holdings, fund commitments, or transaction history.

Why is so little information available about this firm?

Possible explanations include a single-family-office orientation that uses an RIA structure for regulatory convenience, a legacy trust mandate with no need for external capital, or a conscious decision to remain below the threshold of institutional allocator visibility. None of these explanations are confirmable from available public records.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

Need institutional-grade insight on registered investment advisers?

Altss delivers:

Principals with verified direct contactsAllocation history by asset classOSINT-derived deal signals
Book a demo

Prefer a guided tour?

We’ll walk you through:

Interactive funding timelinesCustom mandate & allocation filters
Book a demo

Browse by category

More Omaha Bank / Wealth / Trust profiles