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WestPark Capital
WestPark Capital is a riabrokerdealer based in Los Angeles, founded 1996; the Altss profile covers its classification, headquarters, registration, AUM band,...
WestPark Capital
General information
Firm type
RIABrokerDealer
Year founded
1996
Location
Region
North America
Country
United States
City
Los Angeles
Corporate office
Los Angeles, CA, United States
Additional offices
New York · San Francisco
Principals
Richard Rappaport
Chairman & CEO
Ronald Garber
Vice Chairman & Head of Investment Banking
Sector focus
Frequently asked questions
Who runs investment decisions at WestPark Capital?
Richard Rappaport has been Chairman and CEO since founding the firm in 1996. Ronald Garber serves as Vice Chairman and Head of Investment Banking, overseeing transaction origination and execution (per public record and SEC filings).
How does WestPark Capital source proprietary deal flow?
The firm sources deals through its investment banking team's relationships with middle-market companies, particularly on the West Coast. It also leverages its sales and trading desk for market intelligence and its research coverage of small-cap equities to identify companies needing capital (per public record).
Is WestPark Capital structured as a family office or more like a traditional investment bank?
It is a registered broker-dealer and advisory firm, not a family office. While it may manage proprietary capital, its primary business is third-party capital raising and M&A advice for corporate clients (per FINRA registration).
Does WestPark Capital commit its own balance sheet to deals?
The firm typically acts as an agent or underwriter rather than principal investor. It may commit a limited amount of its own capital in PIPEs or private placements, but the majority of its revenue comes from fee-based advisory and underwriting (per SEC filings and industry reports).
What investment stages does WestPark Capital typically target?
The firm covers both late-stage private companies planning to go public and public small-cap and micro-cap issuers requiring follow-on capital or advisory services. Its deals span IPOs, PIPEs, registered direct offerings, and M&A (per SEC filings, multiple years).
Which sectors does WestPark Capital explicitly avoid?
The firm does not publicly disclose any sector exclusions, but its deal history has concentrated heavily on biotechnology, healthcare technology, and software, with limited exposure to energy or real estate (per SEC filings).
How is WestPark Capital related to other companies named WestPark?
No public information ties WestPark Capital to WestPark Financial, WestPark Asset Management, or any other entity with a similar name. It operates independently as a separate company (public record).
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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