RIABrokerDealerRIA · CRD 39914SEC-Registered

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WestPark Capital

WestPark Capital is a riabrokerdealer based in Los Angeles, founded 1996; the Altss profile covers its classification, headquarters, registration, AUM band,...

WestPark Capital

General information

Firm type

RIABrokerDealer

Year founded

1996

Location

Region

North America

Country

United States

City

Los Angeles

Corporate office

Los Angeles, CA, United States

Additional offices

New York · San Francisco

Principals

Richard Rappaport

Chairman & CEO

Ronald Garber

Vice Chairman & Head of Investment Banking

Sector focus

Financial ServicesInvestment BankingCapital MarketsPrivate PlacementsM&A Advisory

Frequently asked questions

What investment stages does WestPark Capital typically target?

The firm covers both late-stage private companies planning to go public and public small-cap and micro-cap issuers requiring follow-on capital or advisory services. Its deals span IPOs, PIPEs, registered direct offerings, and M&A (per SEC filings, multiple years).

Which sectors does WestPark Capital explicitly avoid?

The firm does not publicly disclose any sector exclusions, but its deal history has concentrated heavily on biotechnology, healthcare technology, and software, with limited exposure to energy or real estate (per SEC filings).

How is WestPark Capital related to other companies named WestPark?

No public information ties WestPark Capital to WestPark Financial, WestPark Asset Management, or any other entity with a similar name. It operates independently as a separate company (public record).

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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