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Worley Erhart-Graves Financial Advisors
Worley Erhart-Graves Financial Advisors was founded in 2000 by William F. Worley and Richard P. Erhart-Graves, two career financial advisors who built the...
Worley Erhart-Graves Financial Advisors
Worley Erhart-Graves Financial Advisors was founded in 2000 by William F. Worley and Richard P. Erhart-Graves, two career financial advisors who built the practice in Indianapolis. The firm's name reflects an equal partnership — a structural choice that places both principals' reputations behind every client relationship, without the institutional distance of a large bank trust department. The firm provides wealth management and financial planning services to individuals and families, with an apparent focus on retirement planning, investment management, and insurance solutions as a registered investment advisor. The practice operates from a single location in Indianapolis, serving a regional client base. Without public disclosures of assets under management or portfolio composition, the exact strategy mix remains opaque to outside observers. Public records confirm William Worley holds the title of President and Chief Compliance Officer, while Richard Erhart-Graves serves as Vice President — a lean governance structure typical of an owner-operated RIA with no outside institutional backing. The firm has maintained continuous registration with state securities regulators since inception, consistent with a practice that manages client assets below the $100 million threshold for SEC registration. What distinguishes Worley Erhart-Graves from thousands of similarly sized RIAs is the dual-named partnership — a model that embeds succession risk but also creates an unusually strong alignment mechanism. When both partners' names are on the door, the incentive to maintain a clean regulatory record and avoid conflicts of interest intensifies, a dynamic that can benefit advisory clients who want to know exactly who is responsible for their money.
General information
Firm type
Bank / Wealth / Trust
Year founded
2000
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Indianapolis
Corporate office
Indianapolis, IN, United States
Principals
William F. Worley
President and Chief Compliance Officer
Richard P. Erhart-Graves
Vice President
Frequently asked questions
Who makes investment decisions at Worley Erhart-Graves Financial Advisors?
The firm is led by President and Chief Compliance Officer William F. Worley and Vice President Richard P. Erhart-Graves. As a small owner-operated RIA, the two named principals are the primary decision-makers for both investment strategy and client relationships. No separate investment committee or external sub-advisor structure is publicly disclosed.
Is Worley Erhart-Graves registered as an investment advisor?
Yes, the firm operates as a registered investment advisor and has maintained active state-level registration since its founding in 2000. The Chief Compliance Officer role held by William Worley indicates responsibility for the firm's regulatory obligations, which for a firm of this apparent size means state-level rather than SEC registration.
What types of clients does Worley Erhart-Graves serve?
The firm serves individuals and families, with a likely emphasis on Indianapolis-area clients seeking retirement planning, investment management, and related wealth advisory services. Without public disclosures, the exact client count, average account size, and minimum asset thresholds remain unconfirmed.
How is this firm different from a large bank wealth division?
The namesake-partner structure provides a distinct governance difference: the two principals who own the firm are the same people delivering advice, eliminating the agency conflicts that can arise when advisors are employees of a larger institution. There is no parent bank pushing proprietary products or imposing cross-selling targets.
Does Worley Erhart-Graves manage institutional assets or only private wealth?
All available evidence points to a practice focused exclusively on individual and family wealth management, with no indication of institutional separate accounts, pension fund mandates, or pooled vehicle management. The single-location structure in Indianapolis is consistent with a retail-advisory focus.
What is the firm's succession plan given the namesake-partner structure?
No public succession plan is disclosed. When both partners' names are on the door, any transition typically requires either internal grooming of junior advisors — not evident from available records — or an external sale or merger that would likely retire the firm name. This concentration risk is a structural feature of the partnership model.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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