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Asset ManagerRIA · CRD 331073State-Registered Investment Adviser

Updated:

Yackee Potempa & Smalley Asset Management

YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT is a state-registered investment adviser in FORT WAYNE, IN. The firm manages $463,321 in assets, with $454,058 on a...

Overview

YACKEE POTEMPA & SMALLEY ASSET MANAGEMENT is a state-registered investment adviser in FORT WAYNE, IN. The firm manages $463,321 in assets, with $454,058 on a discretionary basis. It has 2 employees and 1 investment adviser.

General information

Firm type

Asset Manager

Principals

Yackee

Principal

Potempa

Principal

Smalley

Principal

Frequently asked questions

Is Yackee Potempa & Smalley a registered investment advisor?

If the firm operates as an asset manager in the United States, it is required to register with either the SEC or the state securities regulator depending on its regulatory assets under management. The specific registration status cannot be confirmed without a public Form ADV or state filing.

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