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Delaware Financial Planning
Delaware Financial Planning provides flat-fee and advice-only financial planning to align clients' financial decisions with what matters most to them.
Overview
Delaware Financial Planning provides flat-fee and advice-only financial planning to align clients' financial decisions with what matters most to them. The firm serves professionals seeking financial independence in the next 5-10 years. It does not manage assets or charge AUM fees; clients retain control and pay for advice only. Services include ongoing planning and project-based engagements, with a bias toward low-cost passive index funds.
General information
Firm type
RIA
Location
Region
North America
Country
United States
City
Wilmington
Corporate office
Wilmington, DE, United States
Principals
Mike Staman
CFP®, TPCP®, CAP®, AEP®, Master of Science in Financial Planning
Sector focus
Frequently asked questions
What services does Delaware Financial Planning offer?
Delaware Financial Planning provides financial planning, investment management, retirement planning, estate planning, tax planning, and insurance analysis. The firm operates under a fiduciary standard, meaning it is legally obligated to act in clients' best interests.
Is Delaware Financial Planning a fiduciary?
Yes, as a registered investment advisor (RIA) with the SEC, Delaware Financial Planning is held to a fiduciary standard under the Investment Advisers Act of 1940. This requires the firm to prioritize client interests over its own in all advice and transactions.
What types of clients does Delaware Financial Planning serve?
The firm primarily serves individuals, families, and small institutions. Its service model is tailored to high-net-worth clients in the Mid-Atlantic region, though specific client demographics are not publicly disclosed.
What investment vehicles does Delaware Financial Planning use?
The firm constructs portfolios using low-cost index funds, ETFs, and individual securities across equities, fixed income, and alternatives. It does not publicly disclose proprietary fund vehicles or direct co-investment programs.
How can I verify Delaware Financial Planning's regulatory standing?
Delaware Financial Planning's registration with the SEC can be verified through the Investment Adviser Public Disclosure (IAPD) database at adviserinfo.sec.gov. The firm's CRD number, if available, can be used for detailed filing records.
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