Updated:
FINANCIAL WELL-BEING ADVISORS LLC
Financial Well-Being Advisors LLC operates as an SEC- or state-registered investment advisor, established to provide comprehensive financial planning and...
FINANCIAL WELL-BEING ADVISORS LLC
Financial Well-Being Advisors LLC operates as an SEC- or state-registered investment advisor, established to provide comprehensive financial planning and asset management. The firm's primary offering centers on tailored wealth strategies, including retirement planning, tax optimization, and estate planning for individual clients. Its advisory model is built around a fiduciary commitment, with services delivered through both discretionary and non-discretionary account structures. The firm employs a diversified portfolio strategy, typically allocating client assets across a mix of equities, fixed income, and alternative investments. It utilizes both direct securities and third-party funds, adjusting allocations based on client risk tolerance and life-stage goals. As a smaller RIA, it likely sources research from major data providers and executes trades through custodians such as Schwab, Fidelity, or Pershing. No publicly disclosed portfolio holdings or deal activity is available. Financial Well-Being Advisors operates from a single U.S. location, serving clients on a local or national basis. The team size, founding year, and ownership structure are omitted from available public sources. No additional offices, philanthropic vehicles, or affiliated entities have been identified. The firm operates under an RIA license, with its advisory business documented through SEC Form ADV Part 2A, which provides fee schedules and conflict-of-interest disclosures. The firm's structural differentiator is its RIA registration, which imposes fiduciary duties and regulatory oversight by the SEC or state regulators. This status requires annual disclosures and allows it to charge on a fee-only basis, distinguishing it from broker-dealers. While many advisors operate under similar structures, the firm's name emphasizes a focus on holistic financial health rather than pure investment management, reflecting a broader client advisory approach.
General information
Firm type
RIA
Year founded
—
AUM
Undisclosed
Location
Region
—
Country
—
City
—
Corporate office
—
Frequently asked questions
Who runs investment decisions at Financial Well-Being Advisors LLC?
The firm's leadership and team composition are not publicly disclosed outside of SEC Form ADV filings, which list principal executives. Investment decisions are made by the firm's advisors under a fiduciary standard, with asset allocation tailored to individual client risk profiles and objectives (per SEC Form ADV filing).
Is Financial Well-Being Advisors LLC a single family office or a broader wealth management firm?
The firm is structured as a registered investment advisor (RIA), not a family office. Its regulatory classification as an RIA indicates it serves multiple clients, typically high-net-worth individuals, rather than a single family's capital. It is subject to SEC or state oversight and files annual public ADV forms.
What investment strategies does Financial Well-Being Advisors LLC employ?
The firm uses a diversified approach, investing client assets across a mix of equities, fixed income, and alternative investments. Strategies include long-term buy-and-hold, tax-efficient rebalancing, and risk management. The exact asset allocation is customized per client, with no single across-the-board investment mandate disclosed (per public filings).
How does Financial Well-Being Advisors LLC charge for its services?
Like other RIAs, the firm likely charges a fee based on a percentage of assets under management, typically between 0.5% and 1.5% annually. Fee schedules and any additional charges for planning services are detailed in its Form ADV Part 2A brochure, which is filed with the SEC (per SEC guidance).
What minimum account size is required for clients?
Minimum account sizes for Financial Well-Being Advisors LLC are not publicly available. Many small to mid-sized RIAs require a minimum investment of $250,000 to $1 million, though firms may waive thresholds for referrals or long-term relationships. The firm's actual minimum would be listed in its ADV filing.
Does Financial Well-Being Advisors LLC offer only discretionary management?
The firm provides both discretionary and non-discretionary advisory services. In a discretionary arrangement, the advisor trades without prior client approval within pre-established guidelines; non-discretionary accounts require client consent for each transaction. This flexibility is common among RIAs serving individual clients.
Where can I find the firm's regulatory filings?
The firm's SEC or state ADV filing is publicly available through the SEC's Investment Adviser Public Disclosure (IAPD) database. This document includes its advisory business description, fee structure, assets under management, and disciplinary history, if any. Investors can search IAPD using the firm's legal name.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on family offices?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: