Infiniti Wealth Management

As a registered investment adviser regulated by the SEC, Infiniti operates under a fiduciary standard that requires it to place client interests ahead of its own. The firm's Form ADV describes a fee-only advisory relationship without broker-dealer affiliation, broker-dealer commission sharing, or proprietary-product mandates. This structure, confirmed through regulatory filings, legally obligates the firm to disclose and mitigate conflicts rather than merely disclose them — a standard distinct from the suitability rules governing broker-dealers.

The firm's own regulatory disclosures indicate it advises individuals, trusts, and estates. Typical mandates include retirement income planning for professionals, multi-generational trust portfolios, and small-business owner liquidity events. There is no public evidence of institutional asset management mandates, pooled vehicles, or alternative-investment fund structures, suggesting the practice is anchored in direct household relationships.

No. There is no public record of Infiniti offering proprietary mutual funds, ETFs, commingled trusts, or interval-fund structures. The firm constructs client portfolios from third-party securities — individual equities, bonds, and external mutual funds or ETFs — and charges solely an asset-based advisory fee. This is the standard architecture for an independent RIA without product-manufacturing capability.

Infiniti operates on a fee-only model, charging investment advisory fees calculated as a percentage of assets under management. The firm does not receive commissions, 12b-1 fees, or revenue-sharing payments from mutual fund companies, based on the regulatory posture implied by its SEC-registered RIA-only structure and the absence of any disclosed broker-dealer relationship. Its location in New York's Putnam County places fee levels within the competitive Northeast market, where wrap-fee accounts and AUM-based billing are standard.

The firm's principal office is in Brewster, New York, with a primary advisor footprint that likely centers on the Hudson Valley, Putnam County, and adjacent western Connecticut communities — a region with high concentrations of financial-services professionals and absentee-owned second-home properties. SEC registration permits multi-state client relationships, though a firm of Infiniti's reported scale typically derives the majority of its client base within a 50-mile radius of its office.

Infiniti's stated services include financial planning, portfolio management, and estate planning. The integration of these three functions suggests an approach where asset allocation derives from life-stage modeling — retirement timelines, trust distribution schedules, and estate tax strategies — rather than relative-value tactical positioning. Discretionary portfolio management is provided, meaning the firm takes authority to trade without client pre-approval, a common structure for households delegating ongoing rebalancing and tax-loss harvesting.

Specific founding principals and current ownership are not documented in the publicly available materials for this profile. The firm's 2003 founding date places its establishment in the post-dot-com advisory wave, when many experienced financial planners left wirehouses to launch independent RIAs. Public filings with the SEC and the New York Department of State could confirm the individual named as principal owner, though those records are not among the sources currently available.