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IWC Financial Planning
IWC Financial Planning is a state-registered investment adviser in Edinburg, TX. It has 8 employees and 3 registered investment advisers. The firm is based...
Overview
IWC Financial Planning is a state-registered investment adviser in Edinburg, TX. It has 8 employees and 3 registered investment advisers. The firm is based in Texas.
General information
Firm type
RIA
Frequently asked questions
Is IWC Financial Planning a fiduciary?
Yes, as a registered investment advisor (RIA), IWC Financial Planning is held to a fiduciary standard under the Investment Advisers Act of 1940 (per SEC regulations). This means the firm must put client interests ahead of its own and fully disclose any conflicts of interest. This is a higher standard than the suitability standard that applies to broker-dealers.
How can I verify IWC Financial Planning's registration?
You can verify IWC Financial Planning’s registration and check for any disciplinary history through the SEC’s Investment Adviser Public Disclosure (IAPD) database or FINRA’s BrokerCheck (per SEC and FINRA regulatory tools). These databases provide information on an RIA’s Form ADV, which includes details on services, fees, and background.
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