Mark C. Huffman, CPA/RIA

Mark C. Huffman holds both a Certified Public Accountant (CPA) license and a Registered Investment Advisor (RIA) registration. The CPA license permits tax preparation and representation before the IRS under Circular 230. The RIA registration subjects the firm's investment advice to fiduciary standards under the Investment Advisers Act of 1940. This combination means tax planning and investment management operate inside the same legal entity rather than across separate firms.

As a registered investment advisor, Mark C. Huffman, CPA/RIA is legally capable of exercising discretionary authority over client accounts when granted by the advisory agreement. Public record confirms active RIA registration, which implies the firm manages assets under a fiduciary standard. However, because the firm does not publicly disclose its Form ADV Part 2 brochure or advisory-client count, the exact proportion of discretionary versus non-discretionary arrangements is not verifiable.

The dual structure allows investment decisions to be made with simultaneous visibility into a client's tax return — including marginal rates, passive-activity loss rules, and retirement-distribution requirements. Tax-loss harvesting, for example, can be evaluated against current-year income and carryforward rules in real time rather than after year-end. For business-owner clients, entity-level deductions like the Qualified Business Income deduction can directly inform asset location between taxable and retirement accounts.

While the firm does not publicly disclose its client demographics, solo CPA/RIA practices typically serve concentrated books of 40 to 80 high-net-worth individuals and business owners. Typical profiles include medical and dental practice owners, engineering and legal partners, closely held business operators, and individuals navigating significant taxable events. The CPA designation tends to draw clients for whom tax complexity — not just asset growth — is the primary wealth-preservation challenge.

There is no public record of Mark C. Huffman, CPA/RIA operating private fund vehicles, direct real estate syndications, or pooled alternative-investment structures. The firm's regulatory footprint is consistent with a practice focused on individually managed accounts of publicly traded securities, with customization driven at the individual-client level rather than through commingled vehicles.