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Prometheum
Prometheum Inc. provides end-to-end market infrastructure for blockchain-based securities, enabling issuance, trading, and custody through its SEC-registered...
Prometheum
Prometheum Inc. provides end-to-end market infrastructure for blockchain-based securities, enabling issuance, trading, and custody through its SEC-registered broker-dealer network.
General information
Firm type
other
Year founded
2017
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Principals
Aaron Kaplan
Co-CEO
Ben Kaplan
Co-CEO
Martin H. Kaplan
Chairman
Gareth Jenkins
Chief Technology Officer
Rosemarie Fanelli
Chief Regulatory Officer
Jarred Beckerman
Chief Financial Officer
Kenneth Kitchin
Chief Compliance Officer
Joseph J. Owens
Chief Operations Officer
John Tornatore
Head of Business Development
Sector focus
Frequently asked questions
Who runs investment decisions at Prometheum?
Prometheum is co-led by brothers Aaron Kaplan and Ben Kaplan as co-CEOs. The firm also has a chairman, Martin H. Kaplan, and a chief technology officer, Gareth Jenkins. Decision-making is shared among the executive team, which includes a chief regulatory officer and a head of business development (per the firm's website).
Is Prometheum structured as a family office or a venture firm?
Prometheum is not a family office. It is a regulated financial infrastructure company operating through a network of SEC-registered and FINRA-member broker-dealers. The firm issues, custodies, and trades digital asset securities under U.S. securities laws (per the firm's website).
Does Prometheum manage external capital or operate client accounts?
Prometheum's subsidiaries offer custodial and broker-dealer services to clients, but the firm does not disclose managing a pooled fund or discretionary client capital. It is an infrastructure provider, not an asset manager (per the firm's website).
What investment stages does Prometheum typically target?
Prometheum's platform supports the lifecycle of digital asset securities from issuance through secondary trading. It does not self-declare a stage preference; it provides services for primary and secondary market activity for blockchain-based securities (per the firm's website).
Which sectors does Prometheum explicitly avoid?
Prometheum does not disclose any explicit sector exclusions. Its stated focus is on digital asset securities and cryptocurrency that comply with U.S. federal securities laws (per the firm's website).
What is Prometheum's relationship to the SEC's special purpose broker-dealer framework?
Prometheum Capital is the first FINRA-member and SEC-registered special purpose broker-dealer authorized to custody digital asset securities. The firm's entire infrastructure was built to comply with the SEC's existing regulatory framework, including being a qualified custodian under the Investment Advisers Act (per the firm's website).
Does Prometheum maintain any philanthropic structures?
Prometheum does not disclose any philanthropic foundations or charitable entities on its website or in public sources.
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