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Shepherd Wealth & Retirement
Shepherd Wealth & Retirement was launched in 2019 by Dave Shepherd, a Chartered Financial Consultant, and David W. Shepherd Jr., a CFP® professional,...
Shepherd Wealth & Retirement
Shepherd Wealth & Retirement was launched in 2019 by Dave Shepherd, a Chartered Financial Consultant, and David W. Shepherd Jr., a CFP® professional, establishing a Tucson-based practice free from brokerage or bank affiliation. The father-son team built the firm to advise individuals, high-net-worth families, business entities, and charitable organizations, relying on a consultative planning model they call 'The Shepherd Your Wealth Process.' The practice is deliberately independent — it earns no extra compensation for proprietary products and charges no hidden or high-commission fees. The firm deploys capital across investment planning, retirement planning, income-tax planning, risk management and insurance, cash-flow and budgeting, estate and charitable-giving planning, and assistance for loved ones. It draws on the broad financial-services industry rather than a single product suite, using the fiduciary standard to select what clients deem best. Geographic coverage concentrates in Arizona, with Tucson as the operating hub; interactions are structured around regular client meetings and a newsletter that delivers market updates. The firm lists president Dave Shepherd, CEO David W. Shepherd Jr., director of operations Darlene Keegan, and Sherry Miller as its core team. No adjacent investment vehicles or external club memberships are disclosed. The practice promotes itself through CFP Board and American College designations, underscoring the continuing education and ethical requirements tied to those marks. Its structural differentiator is the removal of a corporate-sales overlay: Shepherd Wealth & Retirement carries no quotas, pays no commissions on proprietary products, and operates under the fiduciary standard as a privately held, family-run RIA. That architecture contrasts with larger bank-affiliated platforms where product-push incentives can surface, although the firm’s narrow Arizona base and small, unnamed client roster represent a posture distinct from multi-family offices or institutional asset gatherers.
General information
Firm type
Single Family Office
Year founded
2019
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Tucson
Corporate office
6300 E. El Dorado Plaza Suite A-200, Tucson, AZ 85715, United States
Principals
Dave Shepherd
President
David W. Shepherd Jr.
CEO
Darlene Keegan
Director of Operations
Sherry Miller
Frequently asked questions
Who runs investment decisions at Shepherd Wealth & Retirement?
President Dave Shepherd and CEO David W. Shepherd Jr. lead the firm. Both hold CFP® designations; Dave Shepherd also carries the ChFC® mark. The firm’s website does not list a separate chief investment officer, suggesting the father-son principals directly oversee client portfolio construction.
Does Shepherd Wealth & Retirement operate as a fiduciary?
Yes. The firm explicitly states it is a fiduciary and highlights its independence from corporate quotas, proprietary-product incentives, and hidden-fee structures. That posture means the firm is obligated to put client interests first when recommending strategies.
How does Shepherd Wealth & Retirement source clients?
The firm does not disclose a formal sourcing model. Its website emphasizes serving business owners and successful families, suggesting a direct, referral-based local approach in the Tucson market. It also publishes a newsletter to maintain engagement with existing and prospective clients.
What services does the firm offer beyond investment management?
Shepherd Wealth & Retirement lists retirement planning, income-tax planning, risk management and insurance, cash-flow and budget analysis, estate and charitable-giving planning, and assistance for loved ones alongside its investment-planning work. This bundle targets the full financial picture of a business owner or high-net-worth family.
Where does the underlying wealth of Shepherd Wealth & Retirement come from?
The firm does not disclose a single originating fortune or family wealth source. It was founded by the Shepherds as an independent registered investment advisor, not as a single-family office managing a pre-existing fortune, so the wealth it oversees is client capital gathered from external individuals and entities.
Does Shepherd Wealth & Retirement maintain any philanthropic structures?
The firm advises charitable organizations and provides charitable-giving planning as part of its estate services, but it does not disclose operating a separate philanthropic foundation or donor-advised fund arm of its own. The giving work is integrated into client planning rather than run through a standalone vehicle.
What is the firm’s known posture on co-investments alongside external managers?
Shepherd Wealth & Retirement does not publicize a co-investment program or club-deal participation. Its independence and fiduciary stance imply it can access external managers, but no fund commitments or direct co-investment activities are named on its website.
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