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Simplify Financial Planning

Simplify Financial Planning is a registered investment adviser providing fiduciary financial planning and securities portfolio management to individual clients.

Simplify Financial Planning

Simplify Financial Planning is a state-registered investment adviser. It has a single office with 1 employee and 1 investment adviser.

General information

Firm type

RIA

Sector focus

Financial Services

Frequently asked questions

What is Simplify Financial Planning's regulatory status?

Simplify Financial Planning is registered as a registered investment adviser (RIA) with the U.S. Securities and Exchange Commission or applicable state securities authority. Fiduciary duty requires the firm to act in clients' best interests, unlike broker-dealers. This registration is a matter of public record through the SEC's Investment Adviser Public Disclosure (IAPD) database.

What types of assets does Simplify Financial Planning manage?

The firm manages portfolios consisting of publicly traded securities, including equities, bonds, and mutual funds. It also incorporates insurance products as part of financial planning. Specific holdings or model portfolios are not publicly disclosed.

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