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Zoe Financial
Zoe Financial is an SEC-registered investment adviser in New York, NY, registered since 2019. The firm manages $283 million in assets, with $118 million on a...
Overview
Zoe Financial is an SEC-registered investment adviser in New York, NY, registered since 2019. The firm manages $283 million in assets, with $118 million on a discretionary basis. It has 45 employees and 2 investment advisers.
General information
Firm type
RIA
Year founded
2019
Location
Region
North America
Country
United States
City
New York
Corporate office
666 Third Ave, 6th Floor, New York, NY 10017
Frequently asked questions
Does Zoe Financial employ its own financial advisors?
No. Zoe Financial does not manage money directly or place clients into proprietary model portfolios. It operates a matching service that connects users to independent, vetted fiduciary financial advisors. The firm's own registrations cover investment advisory services and brokerage infrastructure — provided through Zoe Financial, Inc. (RIA) and Zoe Securities LLC (broker-dealer) — but the advisors themselves are external to Zoe.
How does Zoe's brokerage infrastructure work?
Brokerage and custody services are delivered through Zoe Securities LLC, a FINRA-registered broker-dealer, and Apex Clearing Corporation. Clients open and fund investment accounts via this dual-member structure, which allows the advisor to execute and manage the portfolio while Zoe provides the technology layer and regulatory perimeter. This configuration means Zoe holds custody capability without being the sole custodian.
Who runs investment decisions at Zoe Financial?
Zoe Financial does not run a central investment committee or internal portfolio-management team. Investment decisions remain with the independent fiduciary advisor selected through Zoe's matching process. Neither Zoe nor published sources name a CIO or head of investments for the firm.
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