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Beyond Balanced Financial Planning
BEYOND BALANCED FINANCIAL PLANNING, LLC is a state-registered investment adviser in MIDLAND, TX. The firm manages $27 million in assets, $21 million on a...
Overview
BEYOND BALANCED FINANCIAL PLANNING, LLC is a state-registered investment adviser in MIDLAND, TX. The firm manages $27 million in assets, $21 million on a discretionary basis. It has 1 employee and 1 investment adviser.
General information
Firm type
Multi Family Office
Frequently asked questions
Who acts as custodian for client assets?
While the firm has not published its custodian relationship, independent RIAs of this size and structure almost always custody client assets at major third-party custodians such as Charles Schwab or Fidelity. This separation of custody from advisory protects clients by providing independent account statements and oversight, a standard practice for fiduciary RIAs.
Does Beyond Balanced Financial Planning manage proprietary investment products?
No. The firm's public positioning emphasizes open-architecture portfolios using third-party funds and ETFs rather than proprietary strategies. There is no public record of the firm managing internal hedge funds, private equity pools, or structured products. This separation reduces conflicts of interest and keeps the advisory focus on planning rather than product manufacturing.
What is the firm's regulatory status?
Beyond Balanced Financial Planning operates as a registered investment advisor (RIA), regulated by the SEC or state securities authorities depending on its assets under management. As an RIA, the firm is held to a fiduciary standard under the Investment Advisers Act of 1940, requiring it to act in the best interests of its clients and to disclose material conflicts of interest.
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