Multi-Family OfficeRIA · CRD 145889SEC-Registered

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Dogwood Financial Planning

Dogwood Financial Planning is a multi family office, founded 2001; the Altss profile covers its classification, headquarters, registration, AUM band, and key...

Dogwood Financial Planning

DOGWOOD FINANCIAL PLANNING is an SEC-registered investment adviser in MEMPHIS, TN. It has 1 employee and 1 investment adviser.

General information

Firm type

Multi Family Office

Year founded

2001

Location

Region

North America

Country

United States

Corporate office

United States

Principals

Brendan B. O'Connell

Founder and CEO

Joseph W. Shannon

Managing Director and CFO

Sector focus

Private CreditReal EstateHedge FundsInfrastructure

Frequently asked questions

Who runs investment decisions at Dogwood Financial Planning?

Investment decisions are led by Founder and CEO Brendan B. O'Connell and Managing Director Joseph W. Shannon. The firm operates with a lean team and direct principal involvement in each allocation.

How does Dogwood source proprietary deal flow?

Dogwood relies on a network of sponsor relationships built over more than two decades. The principals source private credit and real estate deals directly, avoiding fund-of-funds intermediaries.

Is Dogwood structured as a single family office or does it operate more like a venture firm?

Dogwood is a multi-family office serving a select group of wealthy families, not a venture firm. It allocates capital to private credit, hedge funds, real estate, and infrastructure — not venture stage.

Does Dogwood participate in fund commitments or only direct deals?

Dogwood primarily does direct deals and co-investments, especially in private credit. It may commit to a limited number of specialist alternative managers, but fund-of-funds structures are avoided.

What investment stages does Dogwood typically target?

Dogwood focuses on mature private companies and real assets — middle-market private credit, stabilized real estate, and infrastructure assets. It does not target venture or early-stage growth.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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