Duncan Financial Planning Advisors

As a registered investment adviser, the firm likely provides financial planning, investment management, and retirement planning services to individuals and small institutions. Specific service menus are not publicly detailed, but RIA firms typically offer portfolio construction, risk analysis, and ongoing wealth management.

Yes, as a registered investment adviser (RIA), the firm is legally bound to act as a fiduciary under the Investment Advisers Act of 1940. This means it must prioritize clients' best interests over its own, a standard that exceeds the suitability obligations of broker-dealers.

The firm is structured as an RIA, which means it must register with state securities regulators or the SEC if assets under management exceed certain thresholds. The exact ownership structure—whether a sole proprietorship, partnership, or corporate entity—is not publicly disclosed.

Public sources indicate the firm serves individuals and institutions, a common RIA client base. Specific client segmentation—such as high-net-worth, mass affluent, or institutional—is not stated.

There is no public indication that the firm accepts co-investors or manages pooled funds. As a traditional RIA, it likely manages client accounts on a discretionary or non-discretionary basis without a fund structure.