Multi-Family OfficeRIA · CRD 309457SEC-Registered

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Seraphim Wealth Advisors

Seraphim Wealth Advisors, Inc. is a multi-family office registered with the SEC, based in Birmingham, Alabama.

Seraphim Wealth Advisors

Seraphim Wealth Advisors, Inc. is a multi-family office registered with the SEC, based in Birmingham, Alabama. The firm was established to serve high-net-worth families, offering a suite of services that includes investment management, financial planning, tax strategy, and estate planning. Its structure blends fiduciary advisory with family-office services for clients who do not maintain their own single-family offices. The firm deploys capital across a diversified mix of public equities, fixed income, alternative investments, and cash equivalents. Seraphim emphasizes direct relationships with clients and tailors portfolios to individual risk tolerances and liquidity needs. While specific portfolio companies or co-investment partners are not disclosed in public filings, the firm reports assets under management and client profiles through Form ADV disclosures. Seraphim Wealth Advisors operates from a single office in Birmingham, Alabama. The firm's team size and total professionals are not publicly detailed, but the firm's ADV indicates it serves a small number of high-net-worth relationships. No philanthropic or adjacent operating vehicles have been publicly identified. Recent filings show the firm continues to operate as a registered investment advisor with no recent disciplinary events (per SEC ADV, 2025). Seraphim's structural differentiator lies in its regional focus as an independent multi-family office in the Southeast, a market less densely served by the major single-family offices of the Northeast and West Coast. The firm operates as a pure fiduciary RIA, avoiding proprietary products or affiliated broker-dealers, which aligns its incentives with client outcomes.

General information

Firm type

Multi Family Office

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Birmingham

Corporate office

Birmingham, AL, United States

Frequently asked questions

Who runs investment decisions at Seraphim Wealth Advisors?

The firm's investment committee, as disclosed in SEC Form ADV, oversees asset allocation and manager selection. Individual client portfolios are managed by a team of advisors who report to the chief compliance officer and senior management. Principal names are not publicly listed on the firm's ADV filing as of 2025.

How does Seraphim source proprietary deal flow?

Seraphim does not publicly market proprietary deal sourcing. As a registered investment advisor focused on multi-family office services, the firm likely sources investments through external managers, direct relationships with regional GPs, and client referrals. No specific co-investment platforms or club deals have been disclosed.

Is Seraphim structured as a single family office or a multi-family office?

Seraphim is structured as a multi-family office. It serves multiple high-net-worth families rather than a single wealth origin. The firm is registered with the SEC as an investment advisor, which is typical for multi-family offices that manage assets for multiple clients.

Does Seraphim participate in fund commitments or only direct deals?

Based on the firm's regulatory filings, Seraphim primarily advises on managed accounts and allocates to external funds (mutual funds, ETFs, and alternative investment vehicles). Direct private equity or venture capital commitments are not listed as a primary activity in public disclosures.

What investment stages does Seraphim typically target?

Seraphim focuses on traditional long-only public markets and fixed income. There is no public evidence of specific stage-focused venture capital or growth equity allocations. The firm's client portfolios emphasize capital preservation and income generation over aggressive growth.

Which sectors does Seraphim explicitly avoid?

Seraphim does not publicly disclose negative screening criteria or explicit avoidance sectors. As a fiduciary RIA, sector allocations are determined per client objectives. No fossil fuel or ESG-themed restrictions have been reported in the firm's ADV.

Where does the underlying wealth at Seraphim come from?

Public records do not disclose the specific wealth origin of Seraphim's clients. As a multi-family office, the firm serves families with accumulated wealth from various sources including business ownership, professional services, and generational inheritance, though no single wealth origin is attributed.

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