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Financial Growth Management
Financial Growth Management is an SEC-registered investment adviser in Costa Mesa, CA. The firm manages approximately $12 million in regulatory assets.
Overview
Financial Growth Management is an SEC-registered investment adviser in Costa Mesa, CA. The firm manages approximately $12 million in regulatory assets. It has 1 employee and 1 investment adviser.
General information
Firm type
Multi Family Office
Year founded
1986
Location
Region
North America
Country
United States
City
Costa Mesa
Corporate office
Costa Mesa, CA, United States
Frequently asked questions
Is Financial Growth Management a bank or an independent advisory firm?
Financial Growth Management is structured as an independent registered investment advisor, not a chartered bank. This means the firm provides fiduciary advice and discretionary portfolio management without offering proprietary banking products or credit services. Client assets are custodied at external, qualified third-party institutions.
How does the firm construct investment portfolios for clients?
The firm builds portfolios using individual equity and fixed-income securities, managed directly within client accounts. This separately managed account approach allows for customized tax management, including tax-loss harvesting, and specific client restrictions. It generally avoids model-delivered mutual fund or ETF-only allocations in favor of direct security ownership.
What is the firm's client custody structure?
All client assets are held in custody by an independent third-party custodian, not by Financial Growth Management itself. This arrangement provides an additional layer of client protection and transparency, as custodial statements come directly from the independent institution while the advisor directs the investment strategy.
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