Asset Manager

Updated:

Guosheng Asset Management

Guosheng Asset Management is the wholly owned asset management subsidiary of China's Guosheng Securities, established in 2015 in Shenzhen.

Guosheng Asset Management logo

Guosheng Asset Management

Guosheng Asset Management was carved out in 2015 as a wholly owned subsidiary of Guosheng Securities Co., Ltd., a Chinese brokerage firm headquartered in Shenzhen. The parent entity, Guosheng Securities, holds a standard securities business license from the China Securities Regulatory Commission (CSRC), which authorizes brokerage, proprietary trading, and investment advisory activities. Guosheng Asset Management inherits this regulatory umbrella to operate domestic asset management mandates under China's evolving qualified-investor framework. The firm's product suite centers on publicly offered securities investment funds and privately placed asset management plans, targeting both institutional and qualified individual investors within mainland China. Strategies concentrate on listed equities, fixed-income instruments, and money-market vehicles — the standard palette for a CSRC-licensed manager of its scale. There is no public record of the firm deploying capital into private equity, venture capital, real assets, or cross-border alternatives (per the firm's regulatory disclosures). Scale remains opaque: Guosheng Asset Management does not publicly disclose total assets under management or headcount. The parent brokerage, Guosheng Securities, operates a branch network concentrated in Guangdong Province and a few major Chinese cities, which implies a distribution footprint that is regional in character. No philanthropic foundations, family capital pools, or international co-investment vehicles are publicly associated with the entity. What structurally differentiates Guosheng Asset Management is its position inside a securities group that is itself part of China's state-owned capital system — making it a regulated conduit rather than a principal investor. The firm's investment discretion is bounded by CSRC product approvals, not by a family office or partnership constitution. This architecture defines its posture: Guosheng Asset Management originates and manages standardized Chinese securities products for domestic pools of capital, operating without the balance-sheet independence or discretionary latitude of a proprietary trading desk or a single-family office.

General information

Firm type

Generalist

Year founded

2015

AUM

Undisclosed

Location

Region

Asia

Country

China

City

Shenzhen

Corporate office

Shenzhen, China

Frequently asked questions

What is Guosheng Asset Management's relationship to Guosheng Securities?

Guosheng Asset Management is a wholly owned subsidiary of Guosheng Securities Co., Ltd., a Chinese securities firm. This parent-subsidiary structure is common among Chinese brokerages, where the asset management unit holds a separate legal entity but operates under the parent's CSRC license umbrella. The subsidiary was established in 2015 specifically to house the group's asset management function.

What type of investment products does Guosheng Asset Management offer?

The firm manages publicly offered securities investment funds and privately placed asset management plans, consistent with the mandate of a CSRC-licensed securities asset manager. The product range includes equity funds, fixed-income products, and money-market funds — all standard regulated vehicles for China's domestic investor base. There is no indication the firm engages in private equity, venture capital, or direct co-investment.

Who are the key investment personnel at Guosheng Asset Management?

The firm does not publicly profile key investment decision-makers or a named CIO on its website or in regulatory filings. This is typical for smaller, wholly owned asset management subsidiaries within Chinese securities groups, where senior personnel are often appointed from within the parent brokerage's ranks.

Where does Guosheng Asset Management source its investment opportunities?

As a public securities fund manager, the firm sources investments from onshore Chinese exchanges — primarily the Shanghai and Shenzhen stock exchanges — and the domestic interbank bond market. It does not engage in proprietary sourcing of private deals. Origination is entirely a function of regulated public-market trading and standard fixed-income underwriting channels accessible through the parent brokerage.

Is Guosheng Asset Management a family office or does it manage external capital?

Guosheng Asset Management is not a family office. It is a regulated Chinese asset manager that raises capital from external institutional and qualified individual investors through public and private fund offerings. The firm does not manage a single-family fortune or operate as a multi-family office.

Does Guosheng Asset Management have any international investment operations?

No cross-border investment programs are disclosed. The firm's product range and CSRC licensing scope appear confined to domestic Chinese securities. The parent, Guosheng Securities, does not maintain a prominent international footprint, which further constrains the subsidiary's access to offshore deal flow.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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