Updated:
Hoxton Planning & Management
Hoxton Planning & Management is a Shepherdstown-based RIA founded in 1992, advising high-net-worth families on wealth management and estate planning.
Hoxton Planning & Management
Founded in 1992 and headquartered in Shepherdstown, West Virginia, Hoxton Planning & Management has spent over three decades as a registered investment advisor focused on the private wealth channel. The firm advises individuals, high-net-worth families, and various entities, delivering wealth management, estate planning, and portfolio management from a single office in the Eastern Panhandle. The practice appears built around a fiduciary, planning-first model rather than asset-gathering scale, consistent with the independent RIA tradition. Hoxton's investment posture is defined by its advisory-only structure — the firm does not manufacture proprietary products. Its stated services span portfolio management, retirement planning, and multi-generational wealth transfer, likely drawing on publicly traded securities, fixed income, and pooled investment vehicles typical of the independent RIA toolkit. Without a publicly disclosed strategy document, the firm's allocations are understood through its regulatory filings as an RIA, which describe a diversified, goals-based approach for individual and entity clients. Geographic focus remains concentrated in the mid-Atlantic region, serving clients from its Shepherdstown base. The firm maintains a lean professional footprint. No team-size disclosures or additional office locations are known. Hoxton Planning & Management does not operate adjacent vehicles such as private foundations or real-asset arms in the public record. The firm has not publicized leadership changes or major operational events in recent years, reflecting a steady-state advisory practice rather than an institution in expansion mode.
General information
Firm type
Bank / Wealth / Trust
Year founded
1992
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Shepherdstown
Corporate office
Shepherdstown, WV, United States
Frequently asked questions
What is Hoxton Planning & Management's regulatory status?
Hoxton Planning & Management operates as a registered investment advisor (RIA), which means it is regulated by either the SEC or the state of West Virginia, depending on its regulatory assets under management. As an RIA, the firm has a fiduciary duty to act in its clients' best interests, a legal standard that distinguishes it from broker-dealers operating under a suitability standard. The firm's Form ADV would contain specific details on its registration, fee schedule, and any disciplinary history.
Does Hoxton Planning & Management serve institutional investors or only private clients?
Based on public records, Hoxton Planning & Management primarily serves individuals, high-net-worth individuals, and various entities — a client mix typical of a private wealth-focused RIA. There is no public evidence of dedicated institutional separate accounts, pooled institutional vehicles, or an endowment and foundation practice. The firm appears oriented toward personal trust, estate planning, and family wealth rather than institutional asset management.
How does Hoxton charge for its services?
Most independent RIAs of Hoxton's profile charge clients on a fee-only basis — typically a percentage of assets under management, an hourly rate, or a flat retainer. As an RIA, any fees, conflicts of interest, and compensation structures would be detailed in its Form ADV Part 2 brochure, which the firm is required to offer to clients. Without the firm's own disclosure, the specific fee model is not publicly documented.
Who founded Hoxton Planning & Management and who runs it today?
The firm was established in 1992, but the founding principals and current leadership roster are not disclosed in available public filings or on the firm's website. An SEC registration filing would list the firm's direct owners and executive officers, but without a captured filing or public announcement, ownership and day-to-day leadership remain outside the public record.
What is Hoxton Planning & Management's investment philosophy?
Hoxton's website describes a service mix of portfolio management, wealth management, and estate planning, suggesting a goals-based, planning-centric philosophy rather than a purely returns-driven strategy. Without a published investment commentary or strategy paper, the firm's specific approach to asset allocation, manager selection, or risk management is not publicly articulated. The RIA structure permits it to remain largely private about proprietary methods.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
Need institutional-grade insight on registered investment advisers?
Altss delivers:
Prefer a guided tour?
We’ll walk you through: