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La Jolla Institute for Wealth Management
LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT is an SEC-registered investment adviser in LA JOLLA, CA. The firm manages approximately $45 million in regulatory...
Overview
LA JOLLA INSTITUTE FOR WEALTH MANAGEMENT is an SEC-registered investment adviser in LA JOLLA, CA. The firm manages approximately $45 million in regulatory assets. It has 2 employees and 2 investment advisers.
General information
Firm type
Multi Family Office
Year founded
1985
AUM
$1.8B (per public record, 2024)
Location
Region
North America
Country
United States
City
La Jolla
Corporate office
La Jolla, CA, United States
Principals
David R. Brodie
Founder and CEO
Mark S. Zitter
President
Sector focus
Frequently asked questions
Which sectors does the firm avoid?
The firm explicitly avoids venture capital and early-stage investing, digital assets and cryptocurrencies, and any public market long/short equity strategies. It writes in its ADV that these sectors carry liquidity or valuation risk inconsistent with its clients' needs.
What is the role of the La Jolla Institute Foundation?
The foundation is a separate 501(c)(3) entity through which client philanthropy is administered. It does not receive investment-managed assets from the institute; its trustees are independent of the firm's investment committee.
What is the firm's fee structure?
La Jolla Institute charges a percentage of AUM, with tiers reducing fees on larger accounts. It does not accept performance-based fees, commissions, or 12b-1 fees, per recent SEC filings.
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