Asset ManagerRIA · CRD 159649SEC-RegisteredPrivate Fund Adviser

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Lateral Investment Management

Lateral Investment Management is an SEC-registered investment adviser in BURLINGAME, CA, registered since 2018.

Lateral Investment Management logo

Lateral Investment Management

Lateral Investment Management is an SEC-registered investment adviser in BURLINGAME, CA, registered since 2018. The firm manages $1.0 billion in assets, with $847 million on a discretionary basis. It has 24 employees and 13 investment advisers.

General information

Firm type

Generalist

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

San Mateo

Corporate office

San Mateo, CA, United States

Sector focus

Enterprise SoftwareIndustrial TechHealthcare ServicesFinTechBusiness Services

Frequently asked questions

What types of transactions does Lateral Investment Management pursue?

Lateral targets established, founder-led businesses at critical moments. The firm structures buyouts, growth investments, management buy-ins and buyouts, recapitalizations, divestitures, spin-offs, and public-to-private transactions. Its mandate centers on deal complexity rather than sector or stage exclusivity.

Does Lateral manage a fund, or does it invest from a permanent capital base?

Lateral has not publicly disclosed its fund structure or whether it operates with permanent capital. The firm describes itself as a private equity partner but does not publish fund names, vintages, or capital-raising notices on its website.

Which sectors does Lateral Investment Management target?

The firm’s public materials do not list sector restrictions. Lateral describes a generalist approach, targeting founder-led companies across industries where complex transaction needs outweigh sector specialization. No confirmed sector exclusions have been publicly stated.

Who founded Lateral Investment Management, and who runs the firm today?

Lateral has not publicly disclosed its founding principals, CEO, or CIO on its website or in other verifiable primary sources. The firm does not list biographical details, investment committee members, or senior management on its public-facing materials.

How does Lateral source its deals?

Lateral does not describe its sourcing model publicly. Given its emphasis on divestitures, succession-driven transitions, and restructuring, deal flow likely originates from corporate parents, founders planning liquidity events, and lenders managing stressed assets — though this is inferred from its stated strategy rather than confirmed.

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