Asset ManagerRIA · CRD 300850SEC-Registered

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Mulholland & Kuperstock Asset Management

Founded in Vista, California, the firm runs a multi-office RIA with an additional location in Summerlin, Nevada. It discloses a three-layer fiduciary...

Mulholland & Kuperstock Asset Management logo

Mulholland & Kuperstock Asset Management

Founded in Vista, California, the firm runs a multi-office RIA with an additional location in Summerlin, Nevada. It discloses a three-layer fiduciary obligation under the CFA Code of Ethics, CFP Standards of Conduct, and California Registered Investment Adviser rules. The practice targets accumulators holding $500,000 or more in investment assets, with a stated emphasis on stock-compensated employees. The firm offers coordinated tax planning, withdrawal sequencing that integrates Social Security and pensions, estate planning coordination, and education funding strategy. It structures wealth management through a sequenced discovery process: a virtual introductory meeting, a proprietary financial analysis, and an assessment review that maps dollar outcomes to recommendations. The website emphasizes delegation — clients hand off both planning and investment management to the team. Mulholland & Kuperstock maintains a fee-only compensation model, collecting no commissions on product sales or referrals. Its published client-engagement materials do not reference discrete institutional investment vehicles, fund commitments, or private-market access. The firm's geographic service footprint centers on Southern California and Southern Nevada, with no disclosed institutional capital or co-investment activity. A structural hallmark is its triple-fiduciary obligation, which few RIA boutiques codify across three distinct standard-setting bodies. This framework, paired with a stated $500,000 asset minimum and a focus on equity-compensated employees, positions the firm as a specialized planning office rather than a multi-family aggregation platform or family-office-servicing entity.

General information

Firm type

Generalist

Year founded

2019

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Vista

Corporate office

Vista, CA, United States

Additional offices

Summerlin, NV, United States

Frequently asked questions

Who runs investment decisions at Mulholland & Kuperstock?

The firm has not publicly named individual investment decision-makers on its website or in accessible filings. Its team page references credentialed professionals with decades of experience, but no CIO, PM, or investment committee members are identified.

How does Mulholland & Kuperstock source clients?

The firm's website describes a structured intake process beginning with a one-hour virtual discovery meeting. Its published suitability language targets individuals who want to delegate both financial planning and investment management, with an emphasis on stock-compensated employees and those who have accumulated $500,000 or more in investable assets.

Is Mulholland & Kuperstock a single family office or an RIA?

It operates as a registered investment adviser, not a family office. Its website does not describe serving a single family or managing multi-generational family-office structures. It markets directly to individual retail clients, particularly equity-compensated professionals.

Does the firm participate in private-market or alternative investments?

There is no public disclosure of private-market funds, direct co-investments, or alternative-asset access. The firm's published services focus on public-market investing, tax planning, withdrawal coordination, and estate and education planning.

What is Mulholland & Kuperstock's fee structure?

The firm operates strictly fee-only, stating that it never receives commissions for selling products or making referrals. It is compensated solely by its clients, aligning with its RIA fiduciary standard.

How does the firm's multi-office footprint function?

Mulholland & Kuperstock lists offices in Vista, California and Summerlin, Nevada. The website does not specify whether full investment and planning staff operate from both locations or if one serves as a satellite. Its client-facing process is described as virtual-friendly, with initial meetings held online.

What professional designations does the team hold?

The firm's website does not list individual team member names, titles, or designations. Its materials reference the CFA Code of Ethics, CFP Standards of Conduct, and California RIA rules as binding standards, indicating that at least some team members hold CFA and CFP credentials.

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