Updated:
Paraiba Wealth Management
Paraiba Wealth is an RIA that provides active stock portfolio management and retirement planning. They build concentrated portfolios of hand-picked...
Overview
Paraiba Wealth is an RIA that provides active stock portfolio management and retirement planning. They build concentrated portfolios of hand-picked individual stocks rather than passive index funds. They specialize in pre-retirement, early retirement, and retirement planning, and operate as CFP® professionals and fiduciaries legally bound to put clients' interests first.
General information
Firm type
Multi Family Office
Location
Region
North America
Country
United States
City
New York
Corporate office
New York, NY, United States
Principals
Alvin Yam
CFP®, MBA — Founder & Lead Portfolio Manager
Allan Yam
CFP® — Head of Research
Sector focus
Frequently asked questions
Is Paraiba Wealth Management a registered investment adviser?
Yes, Paraiba Wealth Management LLC is registered as an investment adviser with the SEC under the Investment Advisers Act of 1940. This registration subjects the firm to regulatory oversight and periodic disclosure filings (per SEC IAPD database).
What distinguishes Paraiba from private banks or wirehouse wealth management?
Paraiba operates as an independent fiduciary without proprietary products or banking affiliations. Unlike wirehouses, it does not earn commissions on proprietary funds. This independence aligns the firm's incentives with client families, though it limits platform resources compared to larger institutions (per SEC Form ADV disclosures).
Profile maintained by Altss. Updated: . To correct this record or make a privacy request, send the page URL and your evidence to privacy@altss.com; corrections are free.
Research Paraiba Wealth Management in Altss
Explore available research and relationship coverage for this adviser in Altss.