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Schaffer & Company Asset Management
Schaffer & Company Asset Management was formed in 2005 by Gregory Schaffer, whose firm operates under the broader umbrella of The Gregory L. Schaffer...
Schaffer & Company Asset Management
Schaffer & Company Asset Management was formed in 2005 by Gregory Schaffer, whose firm operates under the broader umbrella of The Gregory L. Schaffer Companies, a label that names him individually rather than a corporate entity. The firm provides services ranging from investment advisory and financial planning to insurance brokerage, real estate services, accounting, taxation, and trust administration. The firm advises individuals, high-net-worth clients, and entities, with Schaffer personally serving as CEO, CIO, and President. He holds licenses as a Certified Financial Planner, Registered Investment Advisor Representative, NYS real-estate broker, property/casualty and life/health insurance broker, and an IRS-authorized tax professional. David Cocuzzi, a tax practitioner and accountant, serves as Chief Compliance Officer, while Kelly Schaffer and Theresa Furness handle insurance and customer operations. Team scale is four named professionals. No AUM, deployment figures, or committed capital are publicly disclosed. The firm maintains a single office in Rochester, New York, with regular hours and by-appointment availability. No LinkedIn presence or externally verifiable fund structures were identified. The firm's structural differentiator is its aggregation model — bundling wealth management, insurance, real estate, and tax preparation under one roof, with Gregory Schaffer personally holding the licenses necessary to execute each service line. This contrasts with larger multi-family offices that typically outsource insurance, tax, or real estate to external providers. No external ownership structure or succession plan is publicly documented.
General information
Firm type
Multi Family Office
Year founded
2005
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Jacksonville
Corporate office
Rochester, NY, United States
Principals
Gregory L. Schaffer
CEO, CIO, President
Kelly R. Schaffer
Vice-President of Sales & Operations
David M. Cocuzzi
Chief Compliance Officer, Tax Practitioner – Senior Accountant
Theresa E. Furness
Customer Service Representative
Frequently asked questions
Who runs investment decisions at Schaffer & Company Asset Management?
Gregory L. Schaffer, the founder, serves as CEO, CIO, and President, personally overseeing all investment advisory and portfolio management activities. He holds a CFP certification and is a Registered Investment Advisor Representative. The firm's compliance is managed by David M. Cocuzzi, who serves as Chief Compliance Officer (per firm website).
How does Schaffer & Company source proprietary deal flow?
The firm does not publicly describe a proprietary deal sourcing model. Its website lists investment advisory, financial planning, and asset allocation as core services, but no direct investment or venture capital activities are disclosed. The firm likely relies on traditional wealth management channels for client portfolio management.
Is Schaffer & Company structured as a single family office or does it operate more like a venture firm?
The firm describes itself as an asset manager and wealth advisory firm, not a venture or family office in the traditional sense. It provides services to individuals, HNWIs, and entities (per its website). The operation is closer to a registered investment advisor (RIA) with multi-family office characteristics, bundling insurance, real estate, and tax services.
Does Schaffer & Company participate in fund commitments or only direct deals?
The firm does not disclose any fund commitment, direct deal, or co-investment activity. Its public presence focuses strictly on client-level financial planning, portfolio management, and related services like insurance and tax preparation. No evidence suggests involvement in institutional fund allocations or direct private equity.
What investment stages does Schaffer & Company typically target?
The firm does not target specific investment stages for its own account. Its advisory work covers asset allocation planning and retirement planning for clients, indicating a focus on public markets, diversified portfolios, and traditional wealth management rather than venture-stage or growth-stage deployment.
Where does the underlying wealth come from?
The wealth origins of the firm's clients are not publicly disclosed. Gregory Schaffer's background is not publicly traced to a specific industry or inherited fortune; the firm's founding in 2005 appears to be a professional services startup rather than the management of pre-existing family wealth.
Does Schaffer & Company maintain philanthropic structures, and how are they separated?
The firm's website makes no mention of a foundation, donor-advised fund, or charitable entity. Trust services are listed among the firm's offerings, but these are likely client-directed estate planning structures rather than the firm's own philanthropic vehicle (per firm website).
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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