Multi-Family OfficeRIA · CRD 171661SEC-Registered

Updated:

Side By Side Financial Planning

Side By Side Financial Planning is an RIA offering financial planning and investment management for families.

Side By Side Financial Planning

Side By Side Financial Planning is an RIA that provides financial planning and investment management services for families, likely structured as a multi-family office. Public records show no founding date, named principals, or wealth origin. The firm's registered status with the SEC or state regulators suggests compliance with fiduciary standards. Its geographical footprint is limited to the United States, with no additional offices disclosed. The firm's investment approach likely centers on diversified portfolios using mutual funds, ETFs, and individual securities, tailored to client risk tolerance. Specific asset-class allocations, target stages, or deal structures are not publicly documented. No named portfolio companies, co-investors, or deals appear in open sources. The firm operates within the financial planning space, serving HNW families, but lacks verifiable data on sector focus beyond wealth management. Scale is unknown: no AUM, deployment, or team-size figures are reported. No adjacent vehicles—such as philanthropic foundations or real-asset arms—have been identified. No recent operational events (e.g., hires, fundraises, regulatory filings) surface in public sources within the last 24 months. The firm's structural differentiator is its apparent focus on comprehensive financial planning rather than pure asset aggregation, potentially acting as a virtual family office for smaller family groups. However, the absence of publicly available information limits any substantive distinction.

General information

Firm type

Multi Family Office

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Corporate office

United States

Sector focus

Financial ServicesWealth Management

Frequently asked questions

Who runs investment decisions at Side By Side Financial Planning?

Public records do not name the CEO, CIO, or managing principal of Side By Side Financial Planning. The firm's leadership structure is not disclosed on any public source. As an RIA, it is required to have a chief compliance officer and advisory team, but their identities are not verifiable from open data (per public records).

How does Side By Side Financial Planning source proprietary deal flow?

The firm's sourcing model is not publicly described. As a registered investment advisor, it likely uses a mix of client referrals and relationships with custodians and broker-dealers to build portfolios. No evidence exists of a proprietary deal team or capabilities in direct investments or alternative asset classes (per public records).

Is Side By Side Financial Planning structured as a single family office or does it operate more like a wealth management firm?

The firm's registered RIA status suggests it falls under SEC or state regulation as a financial advisory firm, not a family office. Family offices often rely on exemptions from RIA registration (e.g., Section 202(a)(11) exclusions for single-family offices). Side By Side Financial Planning appears to serve multiple families, functionally a multi-family office or independent advisory firm (per public filings context).

What investment does Side By Side Financial Planning typically target?

No specific investment strategy, stage, or vehicle type is disclosed by Side By Side Financial Planning. RIAs in the financial planning space commonly recommend diversified portfolios of mutual funds, ETFs, and individual equities or bonds. Without firm disclosures, any inference would be speculative (per public records).

Which sectors does Side By Side Financial Planning explicitly avoid?

Side By Side Financial Planning has not publicly stated any sector exclusions. The firm's investment philosophy and any negative screens—such as ESG or values-based exclusions—are not documented in available sources (per public records).

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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