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StormHarbour Securities (Hong Kong)
StormHarbour is a global investment bank with offices in New York, London, Lisbon, Madrid, Hong Kong, Tokyo and Dubai. StormHarbour’s Asian franchise is...
StormHarbour Securities (Hong Kong)
StormHarbour is a global investment bank with offices in New York, London, Lisbon, Madrid, Hong Kong, Tokyo and Dubai. StormHarbour’s Asian franchise is specialised in private placement financing solutions, providing expertise in pricing and structuring with extensive distribution capabilities in Greater China, Japan, Korea, Australia and SE Asia. StormHarbour Securities (Hong Kong) Limited has been licensed by the Securities and Futures Commission for Type 4 (Advising on Securities), Type 6 (Advising on Corporate Finance) since March 2010 and Type 9 (Asset Management) since June 2016.
General information
Firm type
Generalist
Year founded
2009
Location
Region
Asia
Country
Hong Kong
City
Hong Kong
Corporate office
Hong Kong, Hong Kong
Principals
Water Cheung
Senior Partner and CEO for Asia Pacific
Johnson Wong
Managing Director
Fan Lei
Managing Director
Jay Cheung
Managing Director
Villa Fan
Senior Investment Manager
CHEUNG Ka Kiu (KK)
Director
Ren Guohua
Senior Advisor
Michel Labrousse
Senior Advisor
Frequently asked questions
Does StormHarbour manage pooled investment funds?
No. StormHarbour operates primarily as an originator, structurer, and placement agent. It does not market commingled fund products or discretionary separate accounts. Revenue comes from advisory and structuring fees on individual transactions distributed to institutional investors, rather than from management fees on pooled assets.
Which asset classes does StormHarbour focus on?
The firm concentrates on structured credit and private debt, including asset-backed securities, trade-finance receivables securitizations, and infrastructure credit placements. It does not engage in plain-vanilla equity capital markets or standard investment-grade corporate debt underwriting in the fashion of a full-service bank.
Is StormHarbour regulated as a broker-dealer?
The Hong Kong entity is licensed by the Securities and Futures Commission for dealing in securities and advising on corporate finance. A related US entity, StormHarbour Securities LLC, was registered with the SEC as a broker-dealer, reflecting a trans-Pacific distribution model that connects Asian origination with US institutional accounts.
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