Single Family OfficeRIA · CRD 337417SEC-Registered

Updated:

1st & 3rd Investments

Public filings show 1st & 3rd Investments was formed to acquire and manage real property obtained through the tax-lien and tax-deed process.

1st & 3rd Investments

Public filings show 1st & 3rd Investments was formed to acquire and manage real property obtained through the tax-lien and tax-deed process. The entity operates across multiple US jurisdictions, purchasing liens at county-level auctions which, when unredeemed, convert into direct ownership of the underlying real estate. Recorded transactions span residential lots, single-family homes, and small commercial parcels. The tax-lien strategy provides a structural return mechanism independent of market appreciation. When a lien is redeemed, the firm collects the statutory interest rate set by the county — often 12% to 36% per annum — on the back taxes paid. When liens are not redeemed, the firm acquires the property for a fraction of its assessed value. Publicly recorded deeds in counties such as Maricopa, Arizona and Cook, Illinois confirm this two-path return profile in practice. No public disclosures provide team size, AUM, or a named principal. Tax-lien investing operates on a cycle dictated by county auction calendars and redemption periods, making the firm's deployment pace inherently uneven. The structural edge rests entirely on auction-access logistics and the ability to cure title defects on acquired parcels efficiently — a deeply local, operationally intensive model that resists institutionalization.

General information

Firm type

Single Family Office

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Sector focus

Real EstatePrivate Credit

Frequently asked questions

What is 1st & 3rd Investments' primary investment strategy?

The firm acquires real property through tax-lien investing. It purchases tax liens at county auctions; if the property owner redeems the lien, the firm earns statutorily set interest. If the lien is not redeemed, the firm forecloses to take direct ownership of the real estate at a deeply discounted cost basis.

How does the firm generate returns from tax-lien investing?

Returns come from two paths. The first is interest income: when a property owner redeems the lien, the county remits the back taxes plus statutory interest, which varies by state and can reach 36% annually. The second path is acquisition: if the lien is not redeemed, the firm obtains the property for the price of the delinquent taxes plus fees, often well below market value.

Who runs 1st & 3rd Investments?

No public record identifies a named principal, managing member, or investment committee. Public filings for the entity in available jurisdictions list only the registered agent required by state law, not the decision-maker.

Where does 1st & 3rd Investments operate?

Recorded deeds and tax-lien certificates show activity in multiple US states, including Arizona and Illinois. The firm appears to target jurisdictions with favorable statutory redemption rates and auction procedures, but does not publish a geographic mandate.

Is 1st & 3rd Investments a single-family office or an operating business?

The entity is structured as a limited liability company and is tagged as a family office in certain data sources. Without a public-facing website, a named principal, or marketing materials, the precise relationship between a family's broader wealth and this entity's deed portfolio is unconfirmed.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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