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RIA · CRD 173835State-Registered Investment Adviser

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Broad Brook Financial

Broad Brook Financial is a ria based in New York, founded 2010; the Altss profile covers its classification, headquarters, registration, AUM band, and key...

Overview

BROAD BROOK FINANCIAL is a state-registered investment adviser. It has 1 employee and 1 investment adviser. The firm is based in — Connecticut.

General information

Firm type

RIA

Year founded

2010

Location

Region

North America

Country

United States

City

New York

Corporate office

New York, NY, United States

Principals

Robert L. Johnson

Founder

Sector focus

Private CreditReal EstateInfrastructureEnergy Transition & Renewables

Frequently asked questions

How does Broad Brook Financial source proprietary deal flow?

Broad Brook sources deals through networks established by Robert L. Johnson, including relationships with institutional partners like The Carlyle Group and Goldman Sachs. The firm also leverages its focus on minority-owned managers and emerging GPs to access underserved deal flow. Co-investment opportunities often originate from these partnerships (per Black Enterprise, 2015).

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