RIA · CRD 105057SEC-Registered

Updated:

BROADLAKE FINANCIAL MANAGEMENT

BROADLAKE FINANCIAL MANAGEMENT is an SEC-registered investment adviser in SOUTH BURLINGTON, VT, since 1989. The firm manages approximately $410 million in...

BROADLAKE FINANCIAL MANAGEMENT

BROADLAKE FINANCIAL MANAGEMENT is an SEC-registered investment adviser in SOUTH BURLINGTON, VT, since 1989. The firm manages approximately $410 million in assets. It has 5 employees and 4 investment advisers.

General information

Firm type

RIA

Location

Region

Europe

Country

Ireland

Principals

Pete Smyth

Founder and Executive Chairman

Sector focus

Healthcare ServicesFacilities ManagementIndustrial TechMedia & EntertainmentFood & Beverage

Frequently asked questions

What sectors does Broadlake target?

The portfolio is concentrated in healthcare services (nursing-home recruitment, medical staffing), facilities management, specialist food manufacturing, and media production. Known positions include TTM Healthcare, Three Q Perms, Apleona Ireland, Lily O'Brien's chocolates, and Blueprint Pictures. The office does not invest in early-stage technology or venture-style minority positions.

Does Broadlake co-invest alongside external GPs or take limited-partner stakes in funds?

Broadlake's disclosed activity shows direct majority acquisitions into portfolio companies rather than LP commitments to third-party funds. The office maintains operational involvement in subsidiaries and deploys capital from the balance sheet without co-mingling external investor funds.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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