RIA · CRD 117464SEC-Registered

Updated:

Duffield Financial Group

DUFFIELD FINANCIAL GROUP is an SEC-registered investment adviser. It has 1 employee and 1 investment adviser. The firm is based in — a single location.

Duffield Financial Group

DUFFIELD FINANCIAL GROUP is an SEC-registered investment adviser. It has 1 employee and 1 investment adviser. The firm is based in — a single location.

General information

Firm type

RIA

Year founded

1993

Location

Region

North America

Country

United States

City

San Rafael

Corporate office

San Rafael, California, United States

Principals

David Duffield

Founder

John Duffield

President

Cheryl Duffield

Vice President

Sector focus

Real EstatePrivate CreditInfrastructureHealthcare ServicesEnterprise Software

Frequently asked questions

Does Duffield Financial Group participate in fund commitments or only direct deals?

The firm primarily makes direct investments but also commits to select private credit funds and real estate partnerships. It has co-invested alongside Benefit Street Partners and other institutional managers (per 2023 report).

How is David Duffield's wealth origin relevant to the firm's investment strategy?

David Duffield built his fortune through enterprise software — co-founding PeopleSoft in 1987 (sold to Oracle in 2005 for $10.3B) and Workday in 2005 (IPO in 2012). This background shapes the office's comfort with enterprise software investments, though its current allocation skews toward real estate and private credit rather than technology.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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