Multi-Family OfficeRIA · CRD 140929SEC-Registered

Updated:

Embarcadero Financial Group

EMBARCADERO FINANCIAL GROUP is an SEC-registered investment adviser in SAN FRANCISCO, CA, registered since 2020. The firm manages $170 million in assets, $168...

Embarcadero Financial Group logo

Embarcadero Financial Group

EMBARCADERO FINANCIAL GROUP is an SEC-registered investment adviser in SAN FRANCISCO, CA, registered since 2020. The firm manages $170 million in assets, $168 million on a discretionary basis. It has 4 employees and 2 investment advisers.

General information

Firm type

Multi Family Office

Year founded

1986

Location

Region

North America

Country

United States

City

San Francisco

Corporate office

San Francisco, CA, United States

Principals

Laurie M. Hays

Co-Founder & Senior Partner

Frequently asked questions

Who runs investment decisions at Embarcadero Financial Group?

Co-founder Laurie M. Hays is the senior partner and primary decision-maker. The firm operates as a compact advisory practice with no external board or parent company. Given its deliberately non-institutional structure, investment policy decisions — particularly around concentrated-stock hedging and private market access — rest with the founding team rather than a formal investment committee.

Does Embarcadero Financial Group participate in fund commitments or only direct deals?

The firm structures portfolios for multi-generational families with exposure to both fund commitments and direct co-investments. Historically, Embarcadero has facilitated access to private equity and venture capital funds, particularly for founders whose liquidity came from early-stage exits. It is not a fund-of-funds operator and does not maintain proprietary fund vehicles.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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