RIA · CRD 322268SEC-Registered

Updated:

Fineberg Financial Management

FINEBERG FINANCIAL MANAGEMENT LLC is an SEC-registered investment adviser in SEAL BEACH, CA. The firm manages approximately $40 million in regulatory assets.

Fineberg Financial Management

FINEBERG FINANCIAL MANAGEMENT LLC is an SEC-registered investment adviser in SEAL BEACH, CA. The firm manages approximately $40 million in regulatory assets. It has 3 employees and 1 investment adviser.

General information

Firm type

RIA

Year founded

1990

Location

Region

North America

Country

United States

City

Seal Beach

Corporate office

Boston, MA, United States

Principals

Gerald Fineberg

Founder and Chief Investment Officer

Sector focus

Real EstatePrivate CreditHedge FundsEnterprise SoftwareHealthcare Services

Frequently asked questions

Does Fineberg Financial Management participate in fund commitments or only direct deals?

The firm allocates to both direct investments and external fund commitments. Its direct activity centers on real estate and private credit, while it accesses venture capital, growth equity, and certain hedge strategies through fund investments, based on its pattern of limited partner participations in SEC-filed fundraises.

What investment stages does the firm typically target?

For fund commitments, Fineberg has participated in venture and growth-stage vehicles. On the direct side, the firm targets cash-flowing real estate assets and middle-market private credit opportunities, avoiding seed-stage operating company risk in its direct book.

Which sectors does the firm explicitly avoid?

Fineberg shows no public interest in energy exploration, commodities trading, or emerging-market sovereign debt. The office does not engage in activist public-equity campaigns or SPAC sponsorship, based on its consistent positioning as a concentrated, multi-asset allocator without operational engagement in portfolio companies.

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