Single Family OfficeRIA · CRD 104649SEC-Registered

Updated:

Hoertkorn Richard Charles

HOERTKORN RICHARD CHARLES is an SEC-registered investment adviser in KENTFIELD, CA, since 1972. The firm manages $282 million in assets. It has 2 employees and...

Hoertkorn Richard Charles

HOERTKORN RICHARD CHARLES is an SEC-registered investment adviser in KENTFIELD, CA, since 1972. The firm manages $282 million in assets. It has 2 employees and 2 investment advisers.

General information

Firm type

Single Family Office

Frequently asked questions

Is Hoertkorn Richard Charles an active allocator accessible to external managers?

There is no evidence that Hoertkorn Richard Charles engages with external managers or allocates to third-party funds. The entity maintains no website, no LinkedIn presence, and has never appeared in institutional manager databases or conference attendee lists, per public record. This pattern is consistent with a family office that sources investments entirely through internal channels or pre-existing private relationships and does not accept inbound solicitations.

Where is Hoertkorn Richard Charles domiciled or headquartered?

No jurisdiction of domicile, registered address, or operational headquarters is publicly available for this entity. The name format is consistent with certain European naming conventions for private holding companies, but no corporate registries in the UK, Luxembourg, Switzerland, Liechtenstein, or Ireland currently return a matching active entity under this exact name. This may reflect use of a holding structure that operates under a different legal entity name than the publicly traded name on limited records.

Does Hoertkorn Richard Charles have any known portfolio companies or investments?

No direct investments, portfolio company board seats, or publicly reported transactions can be attributed to Hoertkorn Richard Charles. There are no SEC 13F filings, UK Companies House significant-control listings, or European transparency-register entries under this name, per public record review. If the entity holds assets, they almost certainly sit inside nested holding vehicles or nominee structures that obscure the ultimate beneficial owner.

What is the likely source of the wealth managed by Hoertkorn Richard Charles?

No wealth origin is publicly disclosed, and the name itself offers no linkage to a known industrial, technology, or financial services fortune. The naming pattern — surname followed by given names — occasionally points to Central European legacy family holdings in manufacturing, real estate, or trading businesses that predate modern disclosure regimes. Without additional records, any attribution would be speculative.

Is Hoertkorn Richard Charles a single-family office or a multi-family office?

The entity's structure is most consistent with a single-family office based on the absence of any regulatory registration as an investment adviser, fund manager, or multi-family office platform in major jurisdictions, per public record. No evidence of external client solicitation, pooled investment vehicles, or a professional team beyond an unnamed principal exists to suggest a multi-family or commercial asset management model.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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