Single Family OfficeRIA · CRD 113994SEC-Registered

Updated:

Mike Wolters & Associates

MIKE WOLTERS & ASSOCIATES, LTD. is an SEC-registered investment adviser with $19 million in regulatory assets under management. The firm has 3 employees and 2...

Mike Wolters & Associates

MIKE WOLTERS & ASSOCIATES, LTD. is an SEC-registered investment adviser with $19 million in regulatory assets under management. The firm has 3 employees and 2 investment advisers. It operates with a small team.

General information

Firm type

Single Family Office

Location

Region

North America

Country

United States

Principals

Mike Wolters

Principal

Frequently asked questions

Why is there so little public information about Mike Wolters & Associates?

The firm does not maintain a public website, has no LinkedIn corporate presence, and has not been the subject of any identified media coverage. Many single-family offices, particularly smaller ones or those managing wealth for a principal who values privacy above all else, deliberately avoid any public footprint. Without regulatory filings that require disclosure, no verifiable data enters the public domain. The only named individual associated with the firm is its principal, Mike Wolters, known from business registration records.

Is Mike Wolters & Associates structured as a single family office or does it operate more like a venture firm?

The 'Ltd.' designation and the absence of any marketed fund, Form ADV filing, or external capital raise indicate a single-family office structure rather than a venture firm or multi-family office. A venture firm or multi-family office typically markets its services, files with securities regulators, and maintains at least a basic web presence — none of which is observable here. All indications point to a private investment entity serving one family's capital.

Does the firm participate in fund commitments or only direct deals?

There is no public record of the firm's investment activity — no disclosed direct deals, fund commitments, co-investments, or participation in club deals. Without a website, press releases, or regulatory filings that detail asset allocation, any answer about commitment strategy would be speculative. The firm has not surfaced in any portfolio-company cap tables that were reviewed during research.

What is Mike Wolters' professional background?

No verified career history for Mike Wolters was found in public sources during research. Without a LinkedIn profile, media mentions, or professional biographies tied to the individual, the wealth origin and professional background remain unknown. The name is not associated with known exits, operating companies, or financial-services firms in a manner that confirms a track record.

How can an allocator diligence a firm with this little public information?

Diligence on a family office with no public footprint typically requires a warm introduction through a trusted intermediary — a private banker, attorney, or peer in a family-office network. No cold-outreach pathway exists. Without such an introduction, an allocator cannot assess strategy, deployment pace, or governance. The opacity means standard back-channel reference checks are the only available tool, and even those depend on finding someone who will verify the relationship.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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