Single Family OfficeRIA · CRD 281411SEC-RegisteredPrivate Fund Adviser

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Muddy Waters Capital

MUDDY WATERS CAPITAL LLC is an SEC-registered investment adviser in AUSTIN, TX, registered since 2017. The firm manages approximately $576 million in...

Muddy Waters Capital

MUDDY WATERS CAPITAL LLC is an SEC-registered investment adviser in AUSTIN, TX, registered since 2017. The firm manages approximately $576 million in regulatory assets. It has 14 employees and 10 investment advisers.

General information

Firm type

Single Family Office

Year founded

2010

Location

Region

North America

Country

United States

City

Austin

Corporate office

Saint Louis, MO, United States

Principals

Carson Block

Founder and Chief Investment Officer

Sector focus

Hedge Funds

Frequently asked questions

Who runs investment decisions at Muddy Waters Capital?

Carson Block is the founder and chief investment officer, making all final portfolio decisions. He is supported by a small team of analysts and investigators, but the firm remains a one-man operation at the investment level.

How does Muddy Waters Capital source proprietary deal flow?

The firm's research team reviews public filings, conducts on-the-ground investigations in target geographies (particularly China), and fields whistleblower tips. Block has described the process as following 'paper trails' from annual reports to subsidiary registrations.

Is Muddy Waters Capital structured as a single family office or does it operate more like a hedge fund?

As of 2023, Muddy Waters Capital returned external capital and moved toward a family-office structure (per WSJ, 2023). It now primarily manages Carson Block's personal wealth, though Block has not ruled out accepting outside capital in future opportunities.

What investment stages does Muddy Waters Capital typically target?

The firm exclusively targets public equities, with a focus on overvalued and potentially fraudulent companies. Muddy Waters Capital does not invest in private companies or take equity positions — it short stocks.

Which sectors does Muddy Waters Capital explicitly avoid?

The firm does not publicly restrict specific sectors, but its historical focus has been on Chinese companies listed in the US and Canada, particularly those with complex cross-border structures, as well as small-to-mid-cap US stocks with opaque accounting.

Does Muddy Waters Capital participate in fund commitments or only direct short positions?

Muddy Waters Capital's investment strategy is direct short positions in individual public equities. The firm does not allocate to external funds or take long positions as a matter of stated philosophy.

What is Muddy Waters Capital's known posture on co-investments alongside external GPs?

Muddy Waters Capital does not engage in co-investments. The firm's strategy is solitary — its reputation depends on anonymity and independence during the investigation phase.

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