Updated:
Richard N. Sirott Accountancy Corporation
RICHARD N. SIROTT ACCOUNTANCY CORPORATION is a state-registered investment adviser with $30 million in regulatory assets under management. The firm has 1...
Overview
RICHARD N. SIROTT ACCOUNTANCY CORPORATION is a state-registered investment adviser with $30 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a single investment adviser.
General information
Firm type
RIA
Location
Region
North America
Country
United States
Principals
Richard N. Sirott
Principal
Frequently asked questions
What regulatory body oversees this type of entity?
As a California-domiciled accountancy corporation, the entity falls under the regulatory purview of the California Board of Accountancy. This is distinct from SEC or state securities-division oversight, which governs RIAs. The CPA regulatory framework emphasizes professional conduct, continuing education, and client-confidentiality obligations rather than investment-performance disclosure.
Profile maintained by Altss. Updated: . To correct this record or make a privacy request, send the page URL and your evidence to privacy@altss.com; corrections are free.
Research Richard N. Sirott Accountancy Corporation in Altss
Explore available research and relationship coverage for this adviser in Altss.