RIA · CRD 111521SEC-Registered

Updated:

CAIN, WATTERS & ASSOCIATES, LLC

CAIN, WATTERS & ASSOCIATES, LLC is an SEC-registered investment adviser in FRISCO, TX, registered since 1991. The firm manages $5.0 billion in assets, with...

CAIN, WATTERS & ASSOCIATES, LLC

CAIN, WATTERS & ASSOCIATES, LLC is an SEC-registered investment adviser in FRISCO, TX, registered since 1991. The firm manages $5.0 billion in assets, with $2.4 billion managed on a discretionary basis. It has 341 employees and 86 investment advisers.

General information

Firm type

RIA

Location

Region

North America

Country

United States

City

Frisco

Corporate office

Dallas, TX, United States

Frequently asked questions

Who runs investment decisions at CAIN, WATTERS & ASSOCIATES, LLC?

The firm's investment decision-makers are not publicly named. As an RIA, the firm likely has a team of advisors or a committee managing client portfolios, but individual names are not available in public records (per SEC filings and firm communications).

Is CAIN, WATTERS & ASSOCIATES, LLC a single family office or a multi-family office?

The firm is structured as a registered investment advisor (RIA), not as a family office. It does not advertise itself as serving a single family or wealthy family groups in a dedicated capacity. Its RIA registration suggests it provides fiduciary services to multiple clients, including individuals and institutions.

What investment services does CAIN, WATTERS & ASSOCIATES, LLC offer?

Based on its RIA registration and typical advisory practice, the firm likely offers financial planning, portfolio management, retirement planning, and estate planning. Specific investment strategies, such as sector preferences or deal sourcing, are not publicly disclosed (per public record).

Does CAIN, WATTERS & ASSOCIATES, LLC participate in direct deals or fund commitments?

Public records do not indicate that the firm participates in direct investments, fund commitments, or co-investments. As a typical RIA, its focus is more likely on managing client assets in a discretionary or advisory capacity rather than sourcing proprietary deals (per firm type and lack of disclosed investments).

Where is CAIN, WATTERS & ASSOCIATES, LLC located?

The firm's headquarters is in Dallas, Texas, United States. No additional office locations have been confirmed in public records.

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