Bank / Wealth / TrustRIA · CRD 168636SEC-Registered

Updated:

O'Connor Financial Group

O'Connor Financial Group is an SEC-registered investment adviser in Quincy, IL, registered since 2022.

O'Connor Financial Group

O'Connor Financial Group is an SEC-registered investment adviser in Quincy, IL, registered since 2022. The firm manages $275 million in assets, with $272 million on a discretionary basis. It has 6 employees and 3 investment advisers.

General information

Firm type

Bank / Wealth / Trust

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Quincy

Corporate office

Quincy, IL, United States

Principals

Tim O'Connor

Jack O'Connor

Daniel Westergaard

Jordan Richert

Kathy Cottrell

Julie O'Connor

Abigail Horman

Katie Reinhardt

Sector focus

Wealth Management

Frequently asked questions

Who runs investment decisions at O'Connor Financial Group?

O'Connor Financial Group does not disclose a separate investment committee on its website. The senior leadership team is anchored by Tim and Jack O'Connor, supported by additional advisors including Daniel Westergaard and Jordan Richert. The firm's service model integrates investment management within broader financial planning rather than isolating portfolio strategy under a single named CIO.

Is O'Connor Financial Group a single-family office or a wealth-management practice?

O'Connor Financial Group is a multi-client wealth-management and financial-planning practice, not a single-family office. It serves individuals and families across the United States from a single office in Quincy, Illinois. The firm's website describes a planning-centric model rather than a family-office structure with consolidated entity management or concierge services.

Does O'Connor Financial Group offer proprietary investment products or managed funds?

The firm's website does not reference any proprietary investment products or private funds. O'Connor Financial Group describes building customized plans that draw on investments, insurance, tax, estate, and cash-flow strategies. This suggests an open-architecture approach in which the firm selects and manages third-party assets rather than manufacturing its own funds.

How does O'Connor Financial Group structure its fees?

The firm's website emphasizes 'no hidden fees' and promotes a free initial consultation, but does not publish a public fee schedule. The advisory model appears to follow a fee-based planning arrangement, likely incorporating assets-under-management fees and/or fixed planning fees, aligned with the firm's stated focus on transparency.

Does the firm plan for succession beyond the current generation of the O'Connor family?

The practice has already transitioned into its second generation with Jack O'Connor working alongside founder Tim O'Connor. The firm's 'Two Generations. One Practice.' tagline signals an intentional multi-decade continuity structure. Specific future succession plans beyond Jack O'Connor have not been publicly disclosed.

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