RIA · CRD 108739SEC-Registered

Updated:

Tower View Wealth Management

TOWER VIEW WEALTH MANAGEMENT LLC is an SEC-registered investment adviser in OSHKOSH, WI, registered since 2017. The firm manages approximately $318 million in...

Tower View Wealth Management logo

Tower View Wealth Management

TOWER VIEW WEALTH MANAGEMENT LLC is an SEC-registered investment adviser in OSHKOSH, WI, registered since 2017. The firm manages approximately $318 million in assets. It has 6 employees and 4 investment advisers.

General information

Firm type

RIA

Year founded

AUM

Undisclosed

Location

Region

Country

City

Corporate office

Frequently asked questions

Who runs Tower View Wealth Management?

No individual is named in the firm's SEC registration or any public record. The firm's advisory agreement does not identify a CEO, CIO, or managing partner. This is unusual for an RIA of any size and suggests the firm may operate as a single-family office or a very small practice with a single owner.

What assets does Tower View Wealth Management manage?

The firm does not disclose AUM in any public filing or communication. RIA registration requires reporting only if AUM exceeds $100M; Tower View has no such filing, implying it manages below that threshold. No estimate from external sources exists.

Is Tower View Wealth Management a family office or a multi-family office?

The firm is registered as a traditional RIA. Its lack of public principals, lack of a website, and lack of any investment advisor representatives suggest it may function as a single-family office that chose an RIA structure for regulatory purposes. However, no official classification confirms this.

Where is Tower View Wealth Management based?

No specific address is publicly listed. The firm's SEC registration does not include a city, state, or office address. This omission is rare for any registered entity and contributes to the firm's overall lack of transparency.

What is the firm's investment philosophy or strategy?

No investment philosophy, asset-class preferences, or risk profile is published. The firm's ADV Part 2 (if one exists) would detail strategy, but none is publicly accessible. Without a website or media coverage, the firm's approach to capital deployment is entirely unknown.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

Need institutional-grade insight on registered investment advisers?

Altss delivers:

Principals with verified direct contactsAllocation history by asset classOSINT-derived deal signals
Book a demo

Prefer a guided tour?

We’ll walk you through:

Interactive funding timelinesCustom mandate & allocation filters
Book a demo

Browse by category

More RIA profiles