Bank / Wealth / Trust

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Williams & Novak Wealth Management

The firm was founded in 2019 and is headquartered in Westlake Village, California.

Williams & Novak Wealth Management

The firm was founded in 2019 and is headquartered in Westlake Village, California. It provides investment advisory services to individuals, high-net-worth individuals, and businesses. The firm’s website emphasizes a bundled service model covering financial planning, retirement planning, and portfolio management. Williams & Novak organizes its offering around five core wealth-management functions: portfolio management, retirement plans, estate planning, insurance strategies, and alternative investments. The firm describes its geographic footprint as “serving clients across 26 states.” It does not publicly name specific portfolio holdings, asset-class allocations, or deal-stage preferences. The alternative-investments service line is listed alongside traditional advice but without detail on structure, manager selection, or underlying vehicles. The firm operates from a single office in Westlake Village and publishes its Form CRS and ADV Firm Brochure on its website. No team headcount, adjacent philanthropic vehicles, or peer-network affiliations are disclosed in available primary sources. The firm’s contact infrastructure lists a phone number, a generic email address, and a client-intake form, with business hours noted as 8:00 a.m. to 5:00 p.m. on weekdays. Williams & Novak’s structural posture is that of a local, multi-state RIA bundling financial-planning and investment-management services. The firm’s inclusion of alternative investments suggests an effort to serve clients with allocator-style needs, though no information is publicly available on how those alternatives are sourced, structured, or custodied.

General information

Firm type

Bank / Wealth / Trust

Year founded

2019

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Westlake Village

Corporate office

2625 Townsgate Road, Suite 330, Westlake Village, CA 91361, United States

Frequently asked questions

What investment services does Williams & Novak Wealth Management offer?

The firm lists six service lines on its website: portfolio management, retirement plans, estate planning, insurance strategies, income tax planning, and alternative investments. It pitches these as a “one roof” model, meaning clients can access financial-planning and investment-management functions through a single advisory relationship. The firm’s ADV brochure, available for download on its site, would contain the formal disclosures about its advisory business.

Is Williams & Novak Wealth Management a single-family office?

No. The firm is structured as a wealth-management practice serving multiple clients, including individuals, high-net-worth individuals, and businesses. Its Form CRS and ADV brochure classify it as a registered investment adviser. There is no public information suggesting it operates as a family office for a single wealth creator.

Does Williams & Novak disclose its assets under management?

Williams & Novak does not publish an AUM figure on its website, and no number has been reported by a named primary source. The firm’s regulatory filings, which would contain a gross AUM disclosure, were not reviewed for this profile. An allocator seeking precise size data would need to obtain the firm’s most recent Form ADV directly.

Where does Williams & Novak source its alternative investments?

The firm’s marketing materials list “alternative investments” as a service line but provide no detail on sourcing, manager selection, or vehicle structures. It is unknown whether the firm acts as a gatekeeper to third-party funds, constructs bespoke direct deals, or provides access through platform relationships.

Who leads investment decisions at Williams & Novak Wealth Management?

No named principals, investment committee members, or portfolio managers are published on the firm’s website or in available public records. The firm’s ADV brochure would list its control persons, but those names have not been independently verified for this profile. An institutional counterparty should request the ADV Part 2B for individual advisor backgrounds.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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