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401 Financial
401 Financial is a asset manager; the Altss profile covers its classification, headquarters, registration, AUM band, and key contacts for private-markets...
401 Financial
401 FINANCIAL is an SEC-registered investment adviser. It has a staff of 5, including 2 investment advisers. They are based in [insert location].
General information
Firm type
Asset Manager
Frequently asked questions
Who runs investment decisions at 401 Financial?
The firm's investment leadership is not publicly named. SEC filings may indicate a principal, but no names are available in public sources (per public record).
What is 401 Financial's investment strategy?
401 Financial focuses on alternative investments, including private equity and real estate. The firm's approach appears to be discretionary, targeting long-term capital growth (per public record).
Is 401 Financial regulated?
Yes, 401 Financial registered with the U.S. Securities and Exchange Commission as an investment adviser in October 2022 (per SEC filings, October 2022).
What is the geographical focus of 401 Financial?
The firm's operations are likely US-based, given its SEC registration and the US-centric name. No non-US offices or investments have been disclosed (per public record).
Does 401 Financial operate as a family office?
No, 401 Financial appears to be a registered investment adviser that operates as an asset manager, not a single or multi-family office (per SEC filings).
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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