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401 Financial
401 Financial is the next generation of financial planning—equitable, representative, and purposeful. The firm empowers people to align money and life,...
401 Financial
401 Financial is the next generation of financial planning—equitable, representative, and purposeful. The firm empowers people to align money and life, achieving financial freedom on their terms through a people-first approach called Financial Alignment. It offers flexible solutions with no minimums and focuses on making financial planning and education accessible to the underserved and underrepresented.
General information
Firm type
Asset Manager
Principals
Tyrone V. Ross Jr.
President & Founder
Erik Smith
Chief Investment Officer
Amber McLeod
Chief Operations Officer
Frequently asked questions
Is 401 Financial regulated?
Yes, 401 Financial registered with the U.S. Securities and Exchange Commission as an investment adviser in October 2022 (per SEC filings, October 2022).
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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