7TH ST. FINANCIAL

7TH ST. FINANCIAL is an Ohio-based mortgage lending and real estate finance entity conducting operations nationally under a registered trade name.

7TH ST. FINANCIAL

7TH ST. FINANCIAL is an SEC-registered investment adviser with $13 million in regulatory assets under management. The firm has 1 employee and 1 investment adviser. It operates with a single office.

linkedin.com/company/7th-street-financial

General information

Firm type

Asset Manager

Year founded

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AUM

Undisclosed

Location

Region

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Country

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City

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Corporate office

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Is 7TH ST. FINANCIAL a registered investment adviser?

No record of 7TH ST. FINANCIAL as a registered investment adviser appears in the SEC's Investment Adviser Public Disclosure (IAPD) database. The entity is not listed as an exempt reporting adviser either. Its public filings suggest it operates as a mortgage brokerage or lending company, which is regulated at the state level under residential mortgage licensing frameworks rather than under the Investment Advisers Act of 1940.

Does 7TH ST. FINANCIAL manage institutional capital or pooled investment vehicles?

There is no publicly available evidence that 7TH ST. FINANCIAL manages institutional capital, operates a private equity or venture capital fund, or sponsors pooled investment vehicles. The firm does not appear in Form ADV filings, and no private placement memoranda or fundraising announcements are directly linked to this trade name. Its observed footprint is consistent with a mortgage origination business.

How does 7TH ST. FINANCIAL generate revenue?

Based on its mortgage brokerage designation in state filings, 7TH ST. FINANCIAL likely generates revenue through origination fees, yield spread premiums, and related real estate financing charges rather than management fees or carried interest. In a mortgage brokerage model, compensation is typically transaction-based and tied to individual loan closings, not ongoing asset management or investment performance.

Who are the principals behind 7TH ST. FINANCIAL?

The principals and beneficial owners of 7TH ST. FINANCIAL are not publicly identifiable through state business registrations, NMLS records, or financial regulatory databases. The trade name may be held by a larger parent entity whose ownership is not readily traceable without a direct regulatory inquiry or legal search in the relevant jurisdiction.

What geographies does 7TH ST. FINANCIAL operate in?

Records show a primary nexus in Ohio, with evidence of additional registrations or filings in states that track financial trade names, indicating multi-state lending activity. The exact scope of its licensure footprint — whether it covers the full national mortgage market or a targeted regional concentration — is not detailed in publicly accessible summaries without a direct query of the Nationwide Multistate Licensing System (NMLS).

Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: Jun 3, 2026. Continuous refresh with full update cycles at least every 30 days.