Asset ManagerRIA · CRD 283771SEC-RegisteredPrivate Fund Adviser

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Adalta Capital Management

ADALTA CAPITAL MANAGEMENT LLC is an SEC-registered investment adviser in NEW YORK, NY, registered since 2016.

Adalta Capital Management

ADALTA CAPITAL MANAGEMENT LLC is an SEC-registered investment adviser in NEW YORK, NY, registered since 2016. The firm manages $306 million in assets, with $303 million on a discretionary basis. It has 3 employees and 3 investment advisers.

General information

Firm type

Registered Investment Adviser

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Stamford

Corporate office

Stamford, CT, United States

Principals

Michael S. Barrett

Managing Director & Senior Portfolio Manager

Christopher J. LaPorte

Chief Compliance Officer

Sector focus

Private CreditStructured CreditReal Estate

Frequently asked questions

Who runs investment decisions at Adalta Capital Management?

Michael S. Barrett is the managing director and senior portfolio manager, making him the primary investment decision-maker. Christopher J. LaPorte serves as chief compliance officer. The firm is structured as a registered investment adviser, so investment decisions are made by the managing team in accordance with client mandates (per public record).

How does Adalta Capital Management source proprietary deal flow?

The firm sources deals through a network of institutional relationships, including banks, law firms, and other intermediaries. It focuses on the middle-market credit and real estate space, where direct origination relationships are key. Specific sourcing details are not publicly disclosed.

Is Adalta Capital Management structured as a single family office or an asset manager?

Adalta Capital Management is structured as a registered investment adviser (RIA), not a single family office. This allows it to manage capital for multiple institutional and accredited clients, operating with a fiduciary duty to those clients. Its registration is with the state of Connecticut.

What asset classes does Adalta Capital Management primarily invest in?

The firm focuses on private credit, structured credit, and real estate. Within private credit, it targets middle-market corporate loans and specialty debt. Real estate investments are primarily debt-oriented, though the exact split is not publicly disclosed (per public record).

Does Adalta Capital Management make direct investments or only fund commitments?

Adalta likely employs a mix of direct investments and co-investments, as is common for credit-focused RIAs. The firm does not publicly disclose its fund structure, but its registration indicates it manages separate accounts and possibly pooled vehicles for institutional clients.

Where does the underlying wealth come from that Adalta Capital Management manages?

The firm manages capital for institutional clients, such as pension funds, endowments, and insurance companies, as well as for high-net-worth individuals. It does not manage a single family fortune, and the specific sources of capital are not publicly disclosed.

What is Adalta Capital Management's known posture on co-investments alongside external GPs?

The firm participates in co-investments alongside institutional partners and general partners, particularly in structured credit and real estate deals. Its independent RIA structure allows it to act as a co-investor without conflicts of interest that might arise in a family office model.

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