Asset ManagerRIA · CRD 331373SEC-RegisteredPrivate Fund Adviser

Updated:

AISTOCK SECURITIES SERVICE INC

Jason Wu's AISTOCK SECURITIES SERVICE INC filed with the SEC as an AI-native asset manager applying machine learning to US equities.

AISTOCK SECURITIES SERVICE INC

AISTOCK SECURITIES SERVICE INC is a Denver, CO-based SEC-registered investment adviser. It provides investment advice to clients. The firm is headquartered in Denver, CO.

General information

Firm type

Asset Manager

Year founded

AUM

Undisclosed

Location

Region

North America

Country

United States

City

Denver

Corporate office

New York, NY, United States

Principals

Yingxi (Jason) Wu

President

Sector focus

AI/MLEnterprise SoftwareFinTech

Frequently asked questions

Who runs investment decisions at AISTOCK SECURITIES SERVICE INC?

Yingxi (Jason) Wu is President and the sole named control person on AISTOCK's SEC Form ADV filing. The firm's registration lists fewer than five total employees, suggesting Wu performs or directly oversees the investment function. No additional portfolio managers, analysts, or quantitative researchers are publicly named.

Has AISTOCK SECURITIES SERVICE INC disclosed a live track record?

No. The firm reported zero regulatory assets under management in its most recent SEC filing. No performance data, backtest results, or audited returns have been published through industry databases, prime broker reports, or the firm's own communications.

What asset classes does AISTOCK SECURITIES SERVICE INC target?

The firm's ADV filing indicates a focus on publicly traded equities, applying quantitative models to generate trading signals. No fixed-income, private-market, or multi-asset mandates are disclosed. The strategy appears limited to US-listed stocks.

Why did AISTOCK SECURITIES SERVICE INC register with the SEC as an investment adviser rather than operate as an exempt private fund?

Registering as an RIA before raising assets is unusual for systematic startups, which typically use the private fund exemption to run pooled vehicles. AISTOCK's early SEC registration suggests an intent to pursue separately managed accounts, model licensing, or retail-distributed strategies rather than a single hedge fund structure.

Does AISTOCK SECURITIES SERVICE INC have institutional backing?

No backers, anchor clients, or affiliated asset managers are disclosed in public filings. The firm's ADV reports no external ownership over 25% and lists Wu as the sole control person, indicating a self-funded or bootstrap operation.

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