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Asset ManagerRIA · CRD 137261State-Registered Investment Adviser

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AMES Financial Services

AMES FINANCIAL SERVICES is a state-registered investment adviser in LAKEWOOD, CA. The firm manages approximately $13 million in regulatory assets.

Overview

AMES FINANCIAL SERVICES is a state-registered investment adviser in LAKEWOOD, CA. The firm manages approximately $13 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Asset Manager

Sector focus

Private Credit

Frequently asked questions

Does AMES Financial Services have a publicly available track record?

No. There are no investment vehicles, named portfolio companies, or deal announcements attributable to AMES Financial Services in public records or major financial databases. Without a track record, institutional allocators lack the data points needed for quantitative or qualitative evaluation.

What is the firm's regulatory status?

AMES Financial Services does not appear in standard regulatory databases such as the SEC's Investment Adviser Public Disclosure (IAPD) site under this exact name. The absence of a public Form ADV or equivalent filing means the firm either operates below regulatory reporting thresholds, uses a different legal name, or is not a US-registered investment adviser.

Why is this profile so thin?

Altss builds profiles from primary sources: firm websites, LinkedIn pages, regulatory filings, and credible third-party financial reporting. None of these sources yielded data for AMES Financial Services. The firm either maintains no public presence or has not yet been surfaced by the research process. The profile will be updated if a verifiable primary source becomes available.

Profile maintained by Altss. Updated: . To correct this record or make a privacy request, send the page URL and your evidence to privacy@altss.com; corrections are free.

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