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Associated Investor Services
Associated Investor Services is a Fort Lauderdale RIA managing separate accounts in equities and fixed income for individuals and institutions.
Associated Investor Services
Associated Investor Services, Inc. is a Florida-based registered investment advisor with a primary office in Fort Lauderdale. The firm provides discretionary portfolio management to individuals, pension and profit-sharing plans, and charitable organizations, per its Form ADV filings. Its client base historically includes high-net-worth individuals who receive tailored asset allocation and ongoing supervision. The firm constructs portfolios primarily using individual equities and fixed-income securities, often through separately managed accounts rather than pooled vehicles. Its stated strategy, as reflected in regulatory disclosures, focuses on long-term capital appreciation and income generation. Equity selections tend toward large-cap domestic names, while fixed-income allocations include corporate and government obligations. The firm does not publicly flag a venture capital, private equity, or direct real estate program, positioning itself as a liquid-markets manager. Associated Investor Services operates without satellite offices and maintains a lean organizational structure. Public records do not indicate affiliated philanthropic entities, club memberships, or parallel private funds. The principal listed on the firm's ADV is the firm's founder and chief compliance officer, reflecting a closely held governance model. Structurally, the firm differentiates by its simplicity: a single-office, founder-led shop offering direct securities portfolios without the intermediation of third-party managers or complex fund structures. This model eliminates layered fees but requires clients to accept concentration in the firm's own investment process and key-person risk.
General information
Firm type
Asset Manager
Year founded
—
AUM
Undisclosed
Location
Region
North America
Country
United States
City
Fort Lauderdale
Corporate office
Fort Lauderdale, FL, United States
Frequently asked questions
Who runs investment decisions at Associated Investor Services?
The firm is led by its founder, who also serves as chief compliance officer. Investment decisions are made by the principal, who has discretionary authority over client accounts. The firm's Form ADV filings list the founder as the only person with authority to direct investment strategy, reflecting a centralized, founder-driven process.
What types of clients does Associated Investor Services serve?
Per its regulatory filings, the firm advises individuals, high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. It does not publicly segment its client base by asset band. Its minimum account size and client distribution are not disclosed on its website or in summaries of its public filings.
Does Associated Investor Services manage alternative assets?
There is no public record of the firm managing private equity, venture capital, hedge funds, or direct real estate investments. Its disclosed strategies center on publicly traded equities and fixed-income securities, with no indication of alternative asset classes in its Form ADV Part 2A brochure or website descriptions.
How does Associated Investor Services charge for its services?
The firm typically charges an asset-based fee calculated as a percentage of assets under management, which is standard for discretionary separate account managers. The specific fee schedule is disclosed to clients in its Form ADV Part 2A and is negotiable under certain circumstances, per the standard structure for SEC-registered investment advisors.
Does the firm have any custodial affiliations or conflicts of interest?
As a registered investment advisor, Associated Investor Services does not custody client assets itself; clients typically maintain accounts at independent qualified custodians such as Charles Schwab or Fidelity. The firm's ADV filing discloses that this custodial arrangement may present a conflict insofar as recommendations are limited to products available on a given custody platform, though the firm asserts it seeks best execution for clients.
Profile maintained by Altss using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.
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