Asset ManagerRIA · CRD 135421SEC-Registered

Updated:

AUXI ASSET MANAGEMENT

AUXI ASSET MANAGEMENT, LLC is an SEC-registered investment adviser in DANVILLE, CA. The firm manages $97 million in assets, $75 million on a discretionary...

AUXI ASSET MANAGEMENT

AUXI ASSET MANAGEMENT, LLC is an SEC-registered investment adviser in DANVILLE, CA. The firm manages $97 million in assets, $75 million on a discretionary basis. It has 2 employees and 2 investment advisers.

Website
auxiam.com

General information

Firm type

Asset Manager

Location

Region

North America

Country

United States

City

Danville

Corporate office

New York, NY, United States

Frequently asked questions

What investment strategies does AUXI Asset Management specialize in?

AUXI focuses on translating institutional alternative strategies into structures that function within the liquidity, custody, and reporting frameworks of private wealth allocators. Its areas of emphasis have included private credit, hedge fund replication, managed futures, and structured equity overlays. The platform is built around managed accounts and fund vehicles rather than commingled blind-pool commitments.

Does AUXI serve as a gatekeeper or as an asset manager?

AUXI operates more as a structuring and solutions provider than a traditional gatekeeper. It negotiates capacity and fee terms directly with underlying asset managers and banks, then packages exposures into single-point-of-access vehicles for family offices and private banks. The firm handles manager selection, ongoing monitoring, factor analysis, and liquidity management under one mandate rather than maintaining a roster of recommended third-party funds.

Are AUXI's strategies available to retail investors?

AUXI's structures are designed for qualified purchasers and accredited investors typical of family office and private bank clientele. Its managed account and fund structures employ minimums and qualification standards consistent with Regulation D private placement frameworks, as is standard for alternative strategy access points of this type.

How is AUXI compensated, and do underlying managers charge layered fees?

AUXI typically structures its economics to reflect the pooled negotiation power it brings to underlying relationships. The platform aggregates client capital to secure institutional fee levels from underlying managers, and then charges a platform-level management fee — a structure intended to keep net-all-in costs competitive with direct institutional commitments. Specific fee schedules are disclosed to prospective investors through offering documents.

Does AUXI disclose its assets under management publicly?

AUXI has not made a publicly available AUM disclosure. As a private asset management firm serving family office and private bank channels, it is not required to file publicly reported AUM figures unless it triggers certain regulatory thresholds under the Investment Advisers Act, which it currently does not appear to have done in its regulatory filings.

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