Asset ManagerRIA · CRD 144809SEC-Registered

Updated:

AWARE INVESTING

AWARE INVESTING, INC is an SEC-registered investment adviser. The firm manages approximately $5 million in regulatory assets. It has 1 employee and 1...

AWARE INVESTING

AWARE INVESTING, INC is an SEC-registered investment adviser. The firm manages approximately $5 million in regulatory assets. It has 1 employee and 1 investment adviser.

General information

Firm type

Asset Manager

Frequently asked questions

What is AWARE Investing's investment strategy?

No investment strategy has been publicly documented by AWARE Investing. The firm's SEC registration does not include a Part 2A brochure or any description of its advisory services. It is possible the firm manages internal or family capital under a minimal disclosure obligation.

Does AWARE Investing accept outside capital?

There is no indication that AWARE Investing solicits or accepts external capital. The firm's regulatory filing reports zero regulatory assets under management, a status commonly used by single-family offices or advisers serving a single private fund that qualifies for the private fund adviser exemption.

Who manages AWARE Investing?

The SEC filing does not list any named principal, officer, or control person for AWARE Investing. The firm has not publicly identified its founders, investment committee, or advisory personnel.

How can I contact AWARE Investing for due diligence?

AWARE Investing maintains no public website, phone number, or email address. The SEC record provides a filing address in California and a single regulatory contact identifier, but no direct business contact information is available.

Is AWARE Investing a family office?

The firm's structure — zero reported AUM, minimal staff, and no public outreach — is consistent with a family office. However, AWARE Investing has not made any disclosure that would confirm it operates as a single-family office rather than a registered adviser for a private fund.

Profile maintained by using OSINT (open-source intelligence), regulatory filings, licensed data partners, and verified direct submissions. Read the methodology. Last updated: . Continuous refresh with full update cycles at least every 30 days.

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